← Tributary

FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.

· CRD 128040 · IAPD ↗ · 402-445-9333

$41.9MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
May 2026 — FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC. (location n/a) left the SEC roster (was $41.9M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
March 2026 — FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC. added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.