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PULLEN INVESTMENT MANAGEMENT

BRADENTON, FL · CRD 310149 · IAPD ↗ · 941-361-2195

$221.0MRegulatory AUM
4Advisory reps
5Employees
0Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
March 2026 — PULLEN INVESTMENT MANAGEMENT grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
61
April 2025 — PULLEN INVESTMENT MANAGEMENT reported RAUM up 31% ($140.5M -> $184.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.