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BARD FINANCIAL SERVICES, INC.

BRANFORD, CT · CRD 110017 · IAPD ↗ · bardfinancial.com · 203-481-7676

$639.4MRegulatory AUM
3Advisory reps
6Employees
2Clients
n/aPlanning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2026 — BARD FINANCIAL SERVICES, INC. (BRANFORD, CT) left the SEC roster (was $639.4M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
70
April 2024 — BARD FINANCIAL SERVICES, INC. crossed $500M in regulatory AUM ($494.0M -> $573.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
February 2024 — BARD FINANCIAL SERVICES, INC. notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.