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COLLAR CAPITAL MANAGEMENT, LLC

APPLETON, WI · CRD 152325 · IAPD ↗ · collarcapital.com · 920-830-1556

$176.3MRegulatory AUM
3Advisory reps
3Employees
0Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
March 2026 — COLLAR CAPITAL MANAGEMENT, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
March 2026 — COLLAR CAPITAL MANAGEMENT, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
62
April 2025 — COLLAR CAPITAL MANAGEMENT, LLC reported RAUM up 39% ($105.8M -> $146.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
November 2024 — COLLAR CAPITAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
May 2024 — COLLAR CAPITAL MANAGEMENT, LLC (APPLETON, WI) is newly SEC-registered with $113.5M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.