← Tributary

Recruiting & transitions — February 2025

Recruiters, transition consultants, and firms hiring advisors.

298 firms opened this window in the February 2025 SEC roster: 114 new office, 88 deregistered, 55 headcount up, 24 headcount down, 17 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

85
RBC CAPITAL MARKETS, LLC — grew from 2042 to 5680 advisory reps. IAPD ↗
$259.96B RAUM · 5680 reps · 212-858-7000 · us.rbcwealthmanagement.com
85
GCM GROSVENOR L.P. — grew from 84 to 159 advisory reps. IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
85
ARAX ADVISORY PARTNERS — grew from 15 to 38 advisory reps. IAPD ↗
$2.81B RAUM · 38 reps · 303-633-5900 · simondavisinc.com
85
TD PRIVATE CLIENT WEALTH LLC — grew from 284 to 464 advisory reps. IAPD ↗
$6.45B RAUM · 464 reps · 877-703-9896 · td.com
85
SOUND INCOME STRATEGIES, LLC — grew from 96 to 111 advisory reps. IAPD ↗
$3.49B RAUM · 111 reps · 954-487-1860 · blisswealthmanagement.com
85
BISON WEALTH, LLC — grew from 33 to 66 advisory reps. IAPD ↗
$2.75B RAUM · 66 reps · 404-841-2224 · zenithretirement.com
85
SAVVY — grew from 10 to 52 advisory reps. IAPD ↗
$1.30B RAUM · 52 reps · 833-745-6789
83
WE FAMILY OFFICES — grew from 22 to 35 advisory reps. IAPD ↗
$13.91B RAUM · 35 reps · 305-825-2225
83
VICTORY FINANCIAL — grew from 12 to 34 advisory reps. IAPD ↗
$687.6M RAUM · 34 reps · (512) 763-7671 · victoryfinancialgroup.com
82
IMA ADVISORY SERVICES, INC. — grew from 19 to 31 advisory reps. IAPD ↗
$2.66B RAUM · 31 reps · 316-266-6574
80
COLDSTREAM WEALTH MANAGEMENT — grew from 141 to 151 advisory reps. IAPD ↗
$10.67B RAUM · 151 reps · 425-283-1600
79
EARNED WEALTH ADVISORS, LLC — grew from 11 to 20 advisory reps. IAPD ↗
$1.42B RAUM · 20 reps · 925.939.2500 · thomasdoll.com
78
EPOCH INVESTMENT PARTNERS, INC. — grew from 133 to 141 advisory reps. IAPD ↗
$33.05B RAUM · 141 reps · 212-303-7200
77
SANCTUARY ADVISORS, LLC — grew from 324 to 331 advisory reps. IAPD ↗
$22.02B RAUM · 331 reps · 317-975-7729
74
HEADLAND CAPITAL — grew from 3 to 9 advisory reps. IAPD ↗
$403.0M RAUM · 9 reps · 843-388-4300 · headland.capital
73
VIRTUS ADVISERS, LLC — grew from 2 to 7 advisory reps. IAPD ↗
$567.1M RAUM · 7 reps · 800-248-7971
73
IGNITE PLANNERS LLC — grew from 31 to 36 advisory reps. IAPD ↗
$941.8M RAUM · 36 reps · 619-504-1907 · atlaswealthmgmt.com
72
WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$1.12B RAUM · 7 reps · (408) 217-2000 · wrpwealth.com
72
INTELLUS ADVISORS, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$1.16B RAUM · 7 reps · 239-649-3600 · intellusadvisors.com
71
SCALA CAPITAL LLC — grew from 3 to 6 advisory reps. IAPD ↗
$306.6M RAUM · 6 reps · 305-539-3850 · scala-capital.com
71
TRANSATLANTIQUE PRIVATE WEALTH LLC — grew from 7 to 10 advisory reps. IAPD ↗
$595.3M RAUM · 10 reps · 212 644 4219
71
AVAII WEALTH MANAGEMENT, LLC — grew from 7 to 10 advisory reps. IAPD ↗
$442.6M RAUM · 10 reps · (920) 214-1212
71
AMERICAN FUNDSTARS — grew from 6 to 9 advisory reps. IAPD ↗
$276.6M RAUM · 9 reps · 949-877-8838 · americanfundstars.com
71
NECTARINE — grew from 18 to 24 advisory reps. IAPD ↗
$0 RAUM · 24 reps · (858) 779-0115 · hellonectarine.com
71
IMPACT CAPITAL PARTNERS LLC — grew from 2 to 5 advisory reps. IAPD ↗
$528.0M RAUM · 5 reps · 888-304-6722 · impactcapitalpartners.com
70
MASON & ASSOCIATES, INC. — grew from 5 to 7 advisory reps. IAPD ↗
$631.3M RAUM · 7 reps · 323-254-3072 · masonlifeplanning.com
70
VERDE CAPITAL MANAGEMENT, INC. — grew from 9 to 11 advisory reps. IAPD ↗
$569.6M RAUM · 11 reps · 248-528-1870 · verdecm.com
70
ETESIAN WEALTH ADVISORS, INC. — grew from 4 to 6 advisory reps. IAPD ↗
$284.7M RAUM · 6 reps · 503-387-3615
70
RCM WEALTH ADVISORS — grew from 9 to 11 advisory reps. IAPD ↗
$254.8M RAUM · 11 reps · 866-903-1822 · rcmwa.com
70
MBE WEALTH MANAGEMENT, LLC — grew from 8 to 10 advisory reps. IAPD ↗
$859.6M RAUM · 10 reps · 608-372-5521 · mbewealth.com
70
KEY CAPITAL MANAGEMENT, INC. — grew from 5 to 7 advisory reps. IAPD ↗
$293.0M RAUM · 7 reps · 615-826-5749
70
MID-AMERICAN WEALTH ADVISORY GROUP — grew from 4 to 6 advisory reps. IAPD ↗
$283.3M RAUM · 6 reps · 816-640-5888 · midamericanwealthadvisory.com
70
KEYSTONE PRIVATE WEALTH — grew from 9 to 11 advisory reps. IAPD ↗
$692.1M RAUM · 11 reps · (760) 818-7020
70
WEALTH EFFECTS — grew from 7 to 9 advisory reps. IAPD ↗
$405.8M RAUM · 9 reps · 617-465-2560 · w-effects.com
70
HASENBERG FINANCIAL GROUP — grew from 3 to 5 advisory reps. IAPD ↗
$270.5M RAUM · 5 reps · 715-839-6566 · hasenberginc.com
70
INTEGRITY WEALTH LLC — grew from 3 to 5 advisory reps. IAPD ↗
$260.3M RAUM · 5 reps · (541) 650-6061 · integritywealthnw.com
70
MORANGIE MANAGEMENT LLC — grew from 2 to 4 advisory reps. IAPD ↗
$578.0M RAUM · 4 reps · 908-285-6686 · morangiemanagement.com
69
TIMOTHY FINANCIAL COUNSEL, INC. — grew from 14 to 18 advisory reps. IAPD ↗
$0 RAUM · 18 reps · 630-681-0700 · timothyfinancial.com
68
ORCHARD ADVISORS — grew from 2 to 5 advisory reps. IAPD ↗
$70.3M RAUM · 5 reps · 315-655-1072
68
MISSION FINANCIAL GROUP, LLC — grew from 2 to 5 advisory reps. IAPD ↗
$232.8M RAUM · 5 reps · 808-445-9965
68
OXENFREE FINANCIAL — grew from 5 to 8 advisory reps. IAPD ↗
$168.4M RAUM · 8 reps · 321-722-7882
67
SECURE PLANNING — grew from 4 to 6 advisory reps. IAPD ↗
$169.3M RAUM · 6 reps · 603-433-5515
67
PRIVATE FINANCIAL COUNSELING — grew from 1 to 3 advisory reps. IAPD ↗
$243.4M RAUM · 3 reps · 310-556-2055
67
AIO FINANCIAL, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$181.9M RAUM · 3 reps · 520-325-0769 · expatplanners.com
67
THE DALA GROUP, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$193.7M RAUM · 5 reps · 847-485-0248
65
WINTRUST INVESTMENTS — (CHICAGO, IL) left the SEC roster (was $14.42B RAUM, 147 reps). IAPD ↗
$14.42B RAUM · 147 reps · 312-431-1700 · fcbadvisors.com
65
OSAIC FS, INC. — (FORT WAYNE, IN) left the SEC roster (was $4.48B RAUM, 337 reps). IAPD ↗
$4.48B RAUM · 337 reps · 800-237-3813 · lfg.com
65
OSAIC FA, INC. — (FORT WAYNE, IN) left the SEC roster (was $37.13B RAUM, 940 reps). IAPD ↗
$37.13B RAUM · 940 reps · 800-237-3813
65
GCM CUSTOMIZED FUND INVESTMENT GROUP, L.P. — (NEW YORK, NY) left the SEC roster (was $47.87B RAUM, 75 reps). IAPD ↗
$47.87B RAUM · 75 reps · 646-362-3700 · gcmgrosvenor.com
65
PEGASUS PARTNERS — (MEQUON, WI) left the SEC roster (was $3.09B RAUM, 10 reps). IAPD ↗
$3.09B RAUM · 10 reps · 262-478-9009
65
PROVENIO CAPITAL — (NEWPORT BEACH, CA) left the SEC roster (was $1.62B RAUM, 6 reps). IAPD ↗
$1.62B RAUM · 6 reps · 949-301-9060
65
SYNTRINSIC LLC — (DENVER, CO) left the SEC roster (was $1.75B RAUM, 12 reps). IAPD ↗
$1.75B RAUM · 12 reps · 303-296-7100
63
WHITEROCK WEALTH MANAGEMENT CO. — (DALLAS, TX) left the SEC roster (was $255.3M RAUM, 3 reps). IAPD ↗
$255.3M RAUM · 3 reps · 214-691-4451 · whiterockwm.com
63
SASCO CAPITAL INC — (FAIRFIELD, CT) left the SEC roster (was $911.1M RAUM, 8 reps). IAPD ↗
$911.1M RAUM · 8 reps · 203-254-6800 · sascocap.com
63
GARRISON ASSET MANAGEMENT, LLC — (FAYETTEVILLE, AR) left the SEC roster (was $314.2M RAUM, 2 reps). IAPD ↗
$314.2M RAUM · 2 reps · 479-587-1045 · garrisonconnect.com
63
CARDINAL CAPITAL MANAGEMENT, L.L.C. — (GREENWICH, CT) left the SEC roster (was $386.3M RAUM, 7 reps). IAPD ↗
$386.3M RAUM · 7 reps · 203-863-8990 · cardcap.com
63
HBC FINANCIAL SERVICES, PLLC — (SEATTLE, WA) left the SEC roster (was $447.0M RAUM, 4 reps). IAPD ↗
$447.0M RAUM · 4 reps · 206-548-5000 · advisercpa.com
63
BOGDANOVICH WEALTH MANAGEMENT PLLC — (EDMONDS, WA) left the SEC roster (was $270.9M RAUM, 1 reps). IAPD ↗
$270.9M RAUM · 1 reps · 206-522-4478 · bogdanovichwm.com
63
TRINITY FINANCIAL PARTNERS II, LLC — (BERWYN, PA) left the SEC roster (was $441.9M RAUM, 3 reps). IAPD ↗
$441.9M RAUM · 3 reps · 610-687-8040 · trinityfinancialpartners.com
63
THE HUMPHREYS GROUP — (SAN FRANCISCO, CA) left the SEC roster (was $283.6M RAUM, 3 reps). IAPD ↗
$283.6M RAUM · 3 reps · 415-928-0401 · humphreysgroup.com
63
WAYPOINT CAPITAL ADVISORS, LLC — (MINNEAPOLIS, MN) left the SEC roster (was $949.9M RAUM, 8 reps). IAPD ↗
$949.9M RAUM · 8 reps · (612) 438-2470 · waypointcapitaladvisors.com
63
CONCENTRIC WEALTH MANAGEMENT LLC — (LAFAYETTE, CA) left the SEC roster (was $601.3M RAUM, 3 reps). IAPD ↗
$601.3M RAUM · 3 reps · 925-962-1100 · concentric-wealth.com
63
WEALTHPOINT ADVISORS LLC — (INDIANAPOLIS, IN) left the SEC roster (was $303.7M RAUM, 4 reps). IAPD ↗
$303.7M RAUM · 4 reps · 317-818-1040 · wealthpointadv.com
63
ASPIRE WEALTH MANAGEMENT CORPORATION — (WALTHAM, MA) left the SEC roster (was $379.5M RAUM, 3 reps). IAPD ↗
$379.5M RAUM · 3 reps · (617) 245-8500 · aspirewm.com
63
KADES & CHEIFETZ, LLC — (BERWYN, PA) left the SEC roster (was $407.2M RAUM, 2 reps). IAPD ↗
$407.2M RAUM · 2 reps · 610-834-1487 · kadescheifetz.com
63
ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC — (NEW CUMBERLAND, PA) left the SEC roster (was $409.3M RAUM, 6 reps). IAPD ↗
$409.3M RAUM · 6 reps · 717-403-6030 · zimllc.com
63
SWEET FINANCIAL PARTNERS, LLC — (FAIRMONT, MN) left the SEC roster (was $779.2M RAUM, 4 reps). IAPD ↗
$779.2M RAUM · 4 reps · 507-235-5587
63
NORTHWEST INVESTMENT COUNSELORS — (LAKE OSWEGO, OR) left the SEC roster (was $591.8M RAUM, 5 reps). IAPD ↗
$591.8M RAUM · 5 reps · 800-685-7884
60
THE WINDMILL GROUP, INC. — (SOMERS, NY) left the SEC roster (was $32.1M RAUM, 3 reps). IAPD ↗
$32.1M RAUM · 3 reps · (914) 277-2700
60
STRATIGRAPHIC ASSET MANAGEMENT, INC. — (location n/a) left the SEC roster (was $160.0M RAUM, 1 reps). IAPD ↗
$160.0M RAUM · 1 reps · 305-447-0300 · stratigraphic.com
60
MUELLER FINANCIAL SOLUTIONS CO. — (CANON CITY, CO) left the SEC roster (was $155.7M RAUM, 2 reps). IAPD ↗
$155.7M RAUM · 2 reps · (719) 275-1651 · themuellercompanies.com
60
BEVERLY INVESTMENT ADVISORS LLC — (BEVERLY HILLS, CA) left the SEC roster (was $95.6M RAUM, 1 reps). IAPD ↗
$95.6M RAUM · 1 reps · 310-246-1200 · beverlyadvisors.com
60
MISSION HILLS FINANCIAL — (SAN DIEGO, CA) left the SEC roster (was $152.7M RAUM, 3 reps). IAPD ↗
$152.7M RAUM · 3 reps · 619-294-9420 · missionhillsfinancial.com
60
PAYANT WEALTH MANAGEMENT GROUP — (SUN CITY CENTER, FL) left the SEC roster (was $235.6M RAUM, 5 reps). IAPD ↗
$235.6M RAUM · 5 reps · 813-633-7333
60
GASSMAN FINANCIAL GROUP — (JERICHO, NY) left the SEC roster (was $50.1M RAUM, 1 reps). IAPD ↗
$50.1M RAUM · 1 reps · 631-482-7460
60
PALADINI FINANCIAL ADVISORS, LLC — (ARLINGTON, TX) left the SEC roster (was $168.9M RAUM, 4 reps). IAPD ↗
$168.9M RAUM · 4 reps · 817-704-7788 · paladinifinancial.com
60
CASTLE ROCK INVESTMENT COMPANY — (CASTLE ROCK, CO) left the SEC roster (was $72.1M RAUM, 1 reps). IAPD ↗
$72.1M RAUM · 1 reps · 303-725-7086
60
HARVEST VOLATILITY MANAGEMENT, LLC — (NORWALK, CT) left the SEC roster (was $216.6M RAUM, 5 reps). IAPD ↗
$216.6M RAUM · 5 reps · 203-307-0600 · harvestvolatilitymanagement.com
60
ATLANTIS ASSET MANAGEMENT, LLC — (location n/a) left the SEC roster (was $16.2M RAUM, 3 reps). IAPD ↗
$16.2M RAUM · 3 reps · 212-945-8501 · atlantisasset.com
60
GATHER FINANCIAL PLANNING — (FALMOUTH, ME) left the SEC roster (was $148.4M RAUM, 4 reps). IAPD ↗
$148.4M RAUM · 4 reps · 207-781-3500 · gatherfinancialplanning.com
60
MILESTONE WEALTH, LLC — (BUFFALO, NY) left the SEC roster (was $102.9M RAUM, 1 reps). IAPD ↗
$102.9M RAUM · 1 reps · 716-626-2556
60
MISSION TRAILS FINANCIAL — (SAN DIEGO, CA) left the SEC roster (was $168.0M RAUM, 4 reps). IAPD ↗
$168.0M RAUM · 4 reps · (619) 419-0238 · missiontf.com
60
STONEPOINT CAPITAL, LLC — (NASHVILLE, TN) left the SEC roster (was $154.9M RAUM, 1 reps). IAPD ↗
$154.9M RAUM · 1 reps · 615-807-0678 · stonepointcap.com
60
SAVICKI CAPITAL, LLC — (NEW HARTFORD, NY) left the SEC roster (was $51.0M RAUM, 2 reps). IAPD ↗
$51.0M RAUM · 2 reps · 315-624-9013
60
COUNCILOR, BUCHANAN & MITCHELL, P. C. (CBM) — (BETHESDA, MD) left the SEC roster (was $0 RAUM, 6 reps). IAPD ↗
$0 RAUM · 6 reps · (301) 986-0600 · cbmcpa.com
60
VINCERE WEALTH MANAGEMENT, LLC — (INDIANAPOLIS, IN) left the SEC roster (was $62.0M RAUM, 5 reps). IAPD ↗
$62.0M RAUM · 5 reps · (415) 579-0219 · vincerewealth.com
60
FOCUS FINANCIAL ADVISORS — (ROCKFORD, IL) left the SEC roster (was $127.4M RAUM, 1 reps). IAPD ↗
$127.4M RAUM · 1 reps · 815-633-8844 · focusfinancialadvisors.com
60
IFB WEALTH MANAGEMENT LLC — (MIAMI, FL) left the SEC roster (was $108.9M RAUM, 7 reps). IAPD ↗
$108.9M RAUM · 7 reps · 305-329-1520 · ifbwealth.com
60
TRUCLARITY WEALTH ADVISORS — (BEACHWOOD, OH) left the SEC roster (was $100.5M RAUM, 1 reps). IAPD ↗
$100.5M RAUM · 1 reps · 216-619-8412
60
INVSTR FINANCIAL LLC — (LAREDO, TX) left the SEC roster (was $1.1M RAUM, 2 reps). IAPD ↗
$1.1M RAUM · 2 reps · 8334468787 · invstr.com
60
RETIREMENT SPECIALTY GROUP, INC. — (COOKEVILLE, TN) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 931-738-4733 · investmentpreacher.com
60
OPTIMIZE ADVISORS LLC — (NEW YORK, NY) left the SEC roster (was $581,110 RAUM, 1 reps). IAPD ↗
$581,110 RAUM · 1 reps · 347-878-7930
60
EARNED WEALTH — (NEW YORK, NY) left the SEC roster (was $106.6M RAUM, 7 reps). IAPD ↗
$106.6M RAUM · 7 reps · (914) 417-4556 · earnedwealth.com
60
INTREPID WEALTH PARTNERS, LLC — (location n/a) left the SEC roster (was $42.0M RAUM, 2 reps). IAPD ↗
$42.0M RAUM · 2 reps · 8554978737
60
XILLION — (SAN FRANCISCO, CA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · (415) 322-0670 · xillionapp.com
60
ROI ADVISORY — (SAN FRANCISCO, CA) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗
$0 RAUM · 4 reps · 415-294-0545 · getroi.app
60
HAAS FINANCIAL, INC. — (SANIBEL, FL) left the SEC roster — its 120-day provisional registration did not convert (was $75.2M RAUM, 1 reps). IAPD ↗
$75.2M RAUM · 1 reps · (651) 328-8070 · davidhaasfinancial.com
60
FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC — (NEW CANAAN, CT) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗
$0 RAUM · 3 reps · 917-617-7149
60
VINTRIS WEALTH MANAGEMENT — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 203-231-0496 · vintriswealth.com
60
VAQUITA SUN, INC. — (FORT LAUDERDALE, FL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 954-620-9900
60
MDT FINANCIAL ADVISORS — (WEBSTER, TX) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 281-938-1111
60
DICK ADVISORY GROUP — (TEWKSBURY, MA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 978-851-4411
55
CITY NATIONAL SECURITIES, INC. — shrank from 47 to 37 advisory reps. IAPD ↗
$1.59B RAUM · 37 reps · 310-888-6400 · cnr.com
55
VIRTUS CAPITAL ADVISERS, LLC — shrank from 8 to 0 advisory reps. IAPD ↗
$1.45B RAUM · 0 reps · 800-248-7971
55
BMO FAMILY OFFICE, LLC — shrank from 75 to 65 advisory reps. IAPD ↗
$8.13B RAUM · 65 reps · (650) 210-5042
55
FACET — shrank from 86 to 58 advisory reps. IAPD ↗
$3.87B RAUM · 58 reps · (443)376-6222
55
BRAINVEST WEALTH MANAGEMENT LLC — shrank from 5 to 2 advisory reps. IAPD ↗
$1.28B RAUM · 2 reps · 305-224-8834 · brainvest.com
55
RBC CAPITAL MARKETS, LLC — added office(s): 320 -> 360 additional locations. IAPD ↗
$259.96B RAUM · 5680 reps · 212-858-7000 · us.rbcwealthmanagement.com
55
EARNED WEALTH ADVISORS, LLC — added office(s): 1 -> 11 additional locations. IAPD ↗
$1.42B RAUM · 20 reps · 925.939.2500 · thomasdoll.com
55
GCM GROSVENOR L.P. — added office(s): 1 -> 2 additional locations. IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
55
COLDSTREAM WEALTH MANAGEMENT — added office(s): 6 -> 7 additional locations. IAPD ↗
$10.67B RAUM · 151 reps · 425-283-1600
55
LBMC INVESTMENT ADVISORS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$1.95B RAUM · 3 reps · 615-377-4603
55
SLOY, DAHL & HOLST, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$1.34B RAUM · 5 reps · 503-248-9800 · sdh-inc.com
55
IMA ADVISORY SERVICES, INC. — added office(s): 6 -> 8 additional locations. IAPD ↗
$2.66B RAUM · 31 reps · 316-266-6574
55
WAVERLY ADVISORS, LLC — added office(s): 34 -> 35 additional locations. IAPD ↗
$14.54B RAUM · 141 reps · 205-871-3334
55
CITY NATIONAL ROCHDALE — added office(s): 9 -> 10 additional locations. IAPD ↗
$68.18B RAUM · 126 reps · 212-702-3500 · cnr.com
55
APRIO WEALTH MANAGEMENT, LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$1.84B RAUM · 23 reps · 404-892-9651 · wealth.aprio.com
55
S.B. VALUE PARTNERS, L.P. — added office(s): 3 -> 4 additional locations. IAPD ↗
$3.55B RAUM · 6 reps · 844-728-2583
55
WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.12B RAUM · 7 reps · (408) 217-2000 · wrpwealth.com
55
PURE FINANCIAL ADVISORS, LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
$6.29B RAUM · 56 reps · 877-222-6044 · purefinancial.com
55
SOLTIS INVESTMENT ADVISORS, LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
$6.82B RAUM · 45 reps · 435-674-1600 · soltisadvisors.com
55
APTUS CAPITAL ADVISORS, LLC — added office(s): 13 -> 17 additional locations. IAPD ↗
$5.29B RAUM · 16 reps · 251-517-7198 · aptuscapitaladvisors.com
55
RMR WEALTH BUILDERS, INC. — added office(s): 25 -> 26 additional locations. IAPD ↗
$1.70B RAUM · 43 reps · (201) 836-2460
55
FOURSTAR WEALTH ADVISORS, LLC — added office(s): 26 -> 27 additional locations. IAPD ↗
$1.02B RAUM · 39 reps · (312) 667-1750 · timeto.planyourexitstrategy.com
55
ONE WEALTH MAP, LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$1.10B RAUM · 5 reps · 702-470-2660
55
THE PATRIOT FINANCIAL GROUP, LLC — added office(s): 24 -> 25 additional locations. IAPD ↗
$2.12B RAUM · 46 reps · 508-251-6100
55
SOUND INCOME STRATEGIES, LLC — added office(s): 68 -> 84 additional locations. IAPD ↗
$3.49B RAUM · 111 reps · 954-487-1860 · blisswealthmanagement.com
55
ONE DAY IN JULY LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$1.09B RAUM · 10 reps · (802) 503-8280 · eventbrite.com
55
BRYN MAWR CAPITAL MANAGEMENT, LLC — added office(s): 5 -> 7 additional locations. IAPD ↗
$3.04B RAUM · 32 reps · 215.731.1820 · bmt.com
55
U.S. CAPITAL WEALTH ADVISORS, LLC — added office(s): 6 -> 8 additional locations. IAPD ↗
$6.82B RAUM · 64 reps · 713-366-0500
55
MAG CAP — added office(s): 5 -> 6 additional locations. IAPD ↗
$1.15B RAUM · 13 reps · 601-362-5872
55
BISON WEALTH, LLC — added office(s): 15 -> 16 additional locations. IAPD ↗
$2.75B RAUM · 66 reps · 404-841-2224 · zenithretirement.com
55
GUARDIAN WEALTH ADVISORS, LLC — added office(s): 10 -> 12 additional locations. IAPD ↗
$1.66B RAUM · 23 reps · 919-874-1900 · silowealth.com
55
HUB INVESTMENT PARTNERS, LLC — added office(s): 23 -> 28 additional locations. IAPD ↗
$7.32B RAUM · 50 reps · 512-600-5390
55
HOMRICH BERG — added office(s): 7 -> 9 additional locations. IAPD ↗
$15.20B RAUM · 80 reps · 404-264-1400 · homrichbergfamilyoffice.com
55
SAVVY — added office(s): 11 -> 39 additional locations. IAPD ↗
$1.30B RAUM · 52 reps · 833-745-6789
53
BCR WEALTH STRATEGIES — shrank from 11 to 7 advisory reps. IAPD ↗
$404.5M RAUM · 7 reps · 205-298-1234
53
ELLIOTT COVE CAPITAL MANAGEMENT — shrank from 10 to 8 advisory reps. IAPD ↗
$307.8M RAUM · 8 reps · 206-267-2683
53
GLOBAL TRUST — shrank from 8 to 5 advisory reps. IAPD ↗
$440.5M RAUM · 5 reps · 561-472-0191
53
QP GLOBAL FAMILY OFFICES, LLC — shrank from 8 to 5 advisory reps. IAPD ↗
$964.0M RAUM · 5 reps · 646-828-8883
53
BLUE ROCK FINANCIAL GROUP — shrank from 6 to 3 advisory reps. IAPD ↗
$335.0M RAUM · 3 reps · (302) 752-6637
53
CFM WEALTH PARTNERS LLC — shrank from 3 to 1 advisory reps. IAPD ↗
$760.9M RAUM · 1 reps · (512) 366-3925 · cfmwealth.com
53
RANDOLPH CO INC — added office(s): 0 -> 1 additional locations. IAPD ↗
$808.4M RAUM · 2 reps · [513]891-7144
53
GABLES CAPITAL MANAGEMENT, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$348.9M RAUM · 3 reps · 305-374-9121 · gablescapital.com
53
MONUMENT GROUP WEALTH ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$535.6M RAUM · 3 reps · 978-369-7705 · monumentgroupcompanies.com
53
CONSOLIDATED PORTFOLIO REVIEW CORP — added office(s): 19 -> 22 additional locations. IAPD ↗
$905.6M RAUM · 28 reps · 631-845-5100 · 3dwealthadvisory.com
53
FORTITUDE ADVISORY GROUP L.L.C. — added office(s): 8 -> 9 additional locations. IAPD ↗
$429.6M RAUM · 17 reps · 253-470-4977 · p3wm.com
53
SNIDER FINANCIAL GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
$315.8M RAUM · 5 reps · 425-453-7080
53
PRIVATE CLIENT SERVICES, LLC — added office(s): 19 -> 20 additional locations. IAPD ↗
$845.8M RAUM · 50 reps · 502-451-0600
53
SECURE ASSET MANAGEMENT, L.L.C. — added office(s): 21 -> 25 additional locations. IAPD ↗
$599.6M RAUM · 48 reps · 248-414-1562 · re-transition.com
53
INVESTOR FAN — added office(s): 9 -> 10 additional locations. IAPD ↗
$427.7M RAUM · 10 reps · 425-372-7517 · thewaytoinvest.com
53
FSA INVESTMENT GROUP, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$709.5M RAUM · 9 reps · (850) 696-1550
53
MBE WEALTH MANAGEMENT, LLC — added office(s): 5 -> 8 additional locations. IAPD ↗
$859.6M RAUM · 10 reps · 608-372-5521 · mbewealth.com
53
VIRTUS ADVISERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$567.1M RAUM · 7 reps · 800-248-7971
53
WT WEALTH MANAGEMENT, LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$311.1M RAUM · 15 reps · 800-825-0616
53
CYPRESS CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$401.0M RAUM · 6 reps · 615-467-6075
53
RIVERPATH INVESTMENTS LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$310.6M RAUM · 3 reps · 916-467-9290
53
WEALTH ADVISORS NW — added office(s): 9 -> 10 additional locations. IAPD ↗
$264.1M RAUM · 7 reps · 971-249-9930
53
NIA IMPACT CAPITAL — added office(s): 0 -> 2 additional locations. IAPD ↗
$446.5M RAUM · 4 reps · 510-319-9221 · niaimpactadvisors.com
53
PRACTICE FINANCIAL GROUP — added office(s): 4 -> 5 additional locations. IAPD ↗
$295.4M RAUM · 7 reps · (541) 973-2602 · pfg-investments.com
53
IGNITE PLANNERS LLC — added office(s): 5 -> 7 additional locations. IAPD ↗
$941.8M RAUM · 36 reps · 619-504-1907 · atlaswealthmgmt.com
53
PCG WEALTH MANAGEMENT — added office(s): 5 -> 6 additional locations. IAPD ↗
$765.5M RAUM · 23 reps · (913) 323-3112 · pcgstrategies.com
53
PGI WEALTH MANAGEMENT — added office(s): 4 -> 5 additional locations. IAPD ↗
$934.4M RAUM · 7 reps · (888) 493-9022
53
SAGE ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$482.4M RAUM · 4 reps · 206-516-7991 · sageadvisorsllc.com
53
RISKBRIDGE ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$633.0M RAUM · 6 reps · (203) 658-6055
53
WEALTH EFFECTS — added office(s): 5 -> 6 additional locations. IAPD ↗
$405.8M RAUM · 9 reps · 617-465-2560 · w-effects.com
53
COVE PRIVATE WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$269.9M RAUM · 2 reps · 516-588-1123 · coveprivatewealth.com
53
VICTORY FINANCIAL — added office(s): 6 -> 24 additional locations. IAPD ↗
$687.6M RAUM · 34 reps · (512) 763-7671 · victoryfinancialgroup.com
53
CORNERSTONE ADVISORS LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$273.7M RAUM · 9 reps · 501-943-7132
53
ELEVATUS WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$346.5M RAUM · 4 reps · 585-565-4450 · elevatuswealth.com
53
HS WEALTH PARTNERS — added office(s): 2 -> 4 additional locations. IAPD ↗
$397.6M RAUM · 3 reps · (505) 361-2223 · hswealthpartners.com
53
BRADY MARTZ WEALTH SOLUTIONS, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$599.4M RAUM · 4 reps · 701-223-1717
53
PARKWOODS WEALTH PARTNERS, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$403.5M RAUM · 3 reps · 315-757-1100 · parkwoodswealth.com
53
STONE TEMPLE PARTNERS LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$600.1M RAUM · 4 reps · (203) 253-1823
53
MORANGIE MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$578.0M RAUM · 4 reps · 908-285-6686 · morangiemanagement.com
53
TFR CAPITAL — added office(s): 0 -> 1 additional locations. IAPD ↗
$327.6M RAUM · 5 reps · 800-765-0397 · tfr-inc.com
50
VIRTUS CAPITAL ADVISERS, LLC — reported RAUM down 82% ($7.97B -> $1.45B). IAPD ↗
$1.45B RAUM · 0 reps · 800-248-7971
50
HS MANAGEMENT PARTNERS, LLC — reported RAUM down 35% ($2.37B -> $1.55B). IAPD ↗
$1.55B RAUM · 7 reps · 212-888-0060 · hsmanage.com
50
CHARLESTON FINANCIAL ADVISORS, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
$210.7M RAUM · 2 reps · 843-722-3331 · charlestonfinancial.net
50
WEALTHTRUST ASSET MANAGEMENT, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
$180.0M RAUM · 5 reps · 850-460-8444 · canyoncreekc.com
50
BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC — shrank from 6 to 3 advisory reps. IAPD ↗
$103.3M RAUM · 3 reps · (513) 241-8313 · barnesdennigprivatewealth.com
50
CATALYST WEALTH MANAGEMENT LLC — shrank from 18 to 14 advisory reps. IAPD ↗
$20.6M RAUM · 14 reps · 832-657-7735 · catalystfg.com
50
KAI WEALTH LLC — shrank from 4 to 2 advisory reps. IAPD ↗
$108.0M RAUM · 2 reps · 312-605-8020
50
KAISER WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$34.6M RAUM · 1 reps · 307-634-1547
50
DBS INVESTMENT ADVISERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$228.7M RAUM · 3 reps · 800-327-2377 · dbsia.net
50
FENWAY FINANCIAL ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$236.5M RAUM · 2 reps · 617-704-7805 · fenway-financial.com
50
ADVISOR.INVESTMENTS — added office(s): 1 -> 7 additional locations. IAPD ↗
$195.5M RAUM · 4 reps · 225-292-0687
50
LIFETIME WEALTH MANAGEMENT P.C. — added office(s): 0 -> 1 additional locations. IAPD ↗
$184.2M RAUM · 5 reps · 972-771-0650 · lifetimewm.com
50
FREESTATE ADVISORS LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$159.6M RAUM · 9 reps · 913-890-2065 · freestateadvisors.com
50
CLS FINANCIAL ADVISORS, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$166.7M RAUM · 3 reps · (503) 244-8879 · clsadvisors.com
50
KOKUA CAPITAL MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$192.1M RAUM · 2 reps · 312 994-2390 · kokuacap.com
50
NEW MILLENNIUM GROUP — added office(s): 2 -> 3 additional locations. IAPD ↗
$200.6M RAUM · 8 reps · 801-446-9950
50
HILTON HEAD CAPITAL PARTNERS, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$228.2M RAUM · 3 reps · 843-790-7573
50
CENTERFIN — added office(s): 0 -> 1 additional locations. IAPD ↗
$4.0M RAUM · 2 reps · 646-518-7913
50
GOALFUSION WEALTH MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗
$199.2M RAUM · 3 reps · 512-593-6367 · goalfusion.com
50
MISSION FINANCIAL GROUP, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$232.8M RAUM · 5 reps · 808-445-9965
50
ELYSIUM WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$116.0M RAUM · 6 reps · 801-735-8407 · saltwealthpartners.com
50
THEPARTNERS WEALTH MANAGEMENT — added office(s): 11 -> 12 additional locations. IAPD ↗
$172.5M RAUM · 7 reps · 800-324-3010 · oceanpointefg.com
50
BLUEPRINT FINANCIAL ADVISORS — added office(s): 14 -> 15 additional locations. IAPD ↗
$132.5M RAUM · 14 reps · 336-609-7522 · bluegrasscapadv.com
50
PINNACLE WEALTH MANAGEMENT, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$181.7M RAUM · 3 reps · 916-772-0807 · pinnacle-mgmt.com
50
THE WEALTH BOUTIQUE — added office(s): 2 -> 7 additional locations. IAPD ↗
$94.1M RAUM · 7 reps · 908-955-0077 · tanisfingroup.com
50
AMERITY WEALTH MANAGEMENT, LLC — added office(s): 12 -> 15 additional locations. IAPD ↗
$141.0M RAUM · 14 reps · (863) 683-1750 · ameritywm.com
50
SLP WEALTH — added office(s): 16 -> 17 additional locations. IAPD ↗
$29.2M RAUM · 17 reps · (910) 315-0973
50
ACCELERATE RETIREMENT — added office(s): 11 -> 12 additional locations. IAPD ↗
$242.8M RAUM · 24 reps · 888-439-7071 · sapers-wallack.com
50
EVERGREEN WEALTH ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
$110.5M RAUM · 16 reps · 888-884-0557 · evergreenmoney.com
50
NECTARINE — added office(s): 18 -> 25 additional locations. IAPD ↗
$0 RAUM · 24 reps · (858) 779-0115 · hellonectarine.com
50
TIDE COVE CAPITAL PARTNERS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$142.1M RAUM · 2 reps · 858-224-3507 · tidecovecapital.com
50
LORD AND RICHARDS — added office(s): 0 -> 1 additional locations. IAPD ↗
$95.5M RAUM · 8 reps · 720-214-6801
50
SMART STEPS WEALTH MANAGEMENT LLC — added office(s): 0 -> 4 additional locations. IAPD ↗
$60.9M RAUM · 1 reps · 314-970-2377 · smartstepswealth.com
50
ZERO DAY CAPITAL ENTERPRISES LLC — added office(s): 0 -> 6 additional locations. IAPD ↗
$35.2M RAUM · 7 reps · 702 271 3265 · zerodaycapital.com
50
A&M PRIVATE WEALTH PARTNERS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$103.2M RAUM · 11 reps · 561-437-6738
50
TERRAFIRMA WEALTH PARTNERS — added office(s): 0 -> 1 additional locations. IAPD ↗
$83.0M RAUM · 1 reps · 925-587-8882 · terrafirmawealth.com
50
ARCHLIGHT WEALTH MANAGEMENT LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$0 RAUM · 2 reps · 2016613416
50
INDIVISIBLE PARTNERS — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 1 reps · 732-306-5490 · indivisible.com
50
PITCAIRN WEALTH ADVISORS LLC — added office(s): 0 -> 8 additional locations. IAPD ↗
$0 RAUM · 1 reps · 215-881-6144 · pitcairn.com
48
VIRTUS ADVISERS, LLC — reported RAUM down 63% ($1.55B -> $567.1M). IAPD ↗
$567.1M RAUM · 7 reps · 800-248-7971
48
QP GLOBAL FAMILY OFFICES, LLC — reported RAUM down 35% ($1.48B -> $964.0M). IAPD ↗
$964.0M RAUM · 5 reps · 646-828-8883
45
DORIAN EASON ASSET MANAGEMENT, LLC — reported RAUM down 52% ($446.0M -> $214.9M). IAPD ↗
$214.9M RAUM · 2 reps · 901-755-2075
45
CANNON BEACH FINANCIAL ADVISORS — reported RAUM down 32% ($259.5M -> $175.9M). IAPD ↗
$175.9M RAUM · 2 reps · 888-839-9399
45
GASBER FINANCIAL ADVISORS, INC — reported RAUM down 35% ($247.3M -> $159.9M). IAPD ↗
$159.9M RAUM · 2 reps · 916-985-2594 · gasberfinancial.com
45
RPM ADVISORS, LLC — reported RAUM down 33% ($223.2M -> $149.4M). IAPD ↗
$149.4M RAUM · 1 reps · 701-205-1594
45
VOLARIS CAPITAL MANAGEMENT LLC — reported RAUM down 50% ($455.1M -> $229.2M). IAPD ↗
$229.2M RAUM · 3 reps · 973-985-7128 · volariscapital.com
45
EMERGENT FINANCIAL SERVICES, LLC. — reported RAUM down 90% ($1.11B -> $110.4M). IAPD ↗
$110.4M RAUM · 4 reps · 434-260-1690 · emergentfs.com
59
GRAYSCALE ADVISORS — grew from 14 to 23 advisory reps. IAPD ↗fund
$2.3M RAUM · 23 reps · 212-668-1427 · grayscale.com
57
CAPINSIGHTS PARTNERS, LLC — grew from 3 to 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 326-740-4710 · capinsights.partners
57
HAUSSMANN 1864 CAPITAL MANAGEMENT LLC — grew from 1 to 3 advisory reps. IAPD ↗fund
$4.25B RAUM · 3 reps · 212-278-6000 · 1864cap.com
56
SOURCE CAPITAL, LLC — grew from 11 to 14 advisory reps. IAPD ↗fund
$425.2M RAUM · 14 reps · 404-844-5381 · source-cap.com
56
ASTIRA CAPITAL PARTNERS LP — grew from 7 to 10 advisory reps. IAPD ↗fund
$702.8M RAUM · 10 reps · 617-238-6010 · astiracp.com
55
ZEGA FINANCIAL, LLC — (PALM BEACH GARDENS, FL) left the SEC roster (was $4.55B RAUM, 14 reps). IAPD ↗institutional
$4.55B RAUM · 14 reps · 800-380-9342 · zegafinancial.com
55
KEY GROUP HOLDINGS (USA) INC — (DALLAS, TX) left the SEC roster (was $4.33B RAUM, 10 reps). IAPD ↗institutional
$4.33B RAUM · 10 reps · 1-214-461-0528
55
CIBC ASSET MANAGEMENT INC. — grew from 265 to 362 advisory reps. IAPD ↗foreign
$141.77B RAUM · 362 reps · 877-363-5620
55
RBC PRIVATE COUNSEL (USA) INC. — grew from 1326 to 1379 advisory reps. IAPD ↗foreign
$6.83B RAUM · 1379 reps · 416-955-7782
55
SEVEN GRAND MANAGERS LLC — grew from 5 to 7 advisory reps. IAPD ↗fund
$326.8M RAUM · 7 reps · 720-722-5804 · sevengrand.io
53
PIPER SANDLER FINANCE MANAGEMENT, LLC — (MINNEAPOLIS, MN) left the SEC roster (was $290.0M RAUM, 6 reps). IAPD ↗institutional
$290.0M RAUM · 6 reps · 612-303-6000
53
BMO NESBITT BURNS SECURITIES LTD. — grew from 181 to 199 advisory reps. IAPD ↗foreign
$932.0M RAUM · 199 reps · 416-359-4000 · uswealth.bmo.com
50
EIDE BAILLY ADVISORS, LLC — (SIOUX FALLS, SD) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 605-339-1999
50
KGH LTD — (location n/a) left the SEC roster (was $4.33B RAUM, 1 reps). IAPD ↗fund
$4.33B RAUM · 1 reps · 214-461-0528
50
AVIVA INVESTORS AMERICAS — (CHICAGO, IL) left the SEC roster (was $59.1M RAUM, 0 reps). IAPD ↗institutional
$59.1M RAUM · 0 reps · 312-873-5800
50
ALLFINANCIAL PARTNERS II, LLC — (BOCA RATON, FL) left the SEC roster (was $66.3M RAUM, 1 reps). IAPD ↗institutional
$66.3M RAUM · 1 reps · 561-430-5317
50
SEVEN EIGHT CAPITAL, LP — (NEW YORK, NY) left the SEC roster (was $1.35B RAUM, 6 reps). IAPD ↗fund
$1.35B RAUM · 6 reps · 646-513-4350
50
IPI PARTNERS, LLC — (CHICAGO, IL) left the SEC roster (was $9.61B RAUM, 40 reps). IAPD ↗fund
$9.61B RAUM · 40 reps · 312-796-2200 · ipipartners.com
50
RONDURE GLOBAL ADVISORS, LLC — (SALT LAKE CITY, UT) left the SEC roster (was $196.9M RAUM, 3 reps). IAPD ↗institutional
$196.9M RAUM · 3 reps · 801-736-8550 · rondureglobal.com
50
COPPER PLACE GLOBAL CAPITAL LLC — (CLYDE HILL, WA) left the SEC roster (was $24.4M RAUM, 2 reps). IAPD ↗institutional
$24.4M RAUM · 2 reps · 206-743-5907
50
VARIADIC LLC — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 8 reps). IAPD ↗institutional
$0 RAUM · 8 reps · 646-384-8680 · variadic.com
50
10X CAPITAL PARTNERS — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 212-220-7218
50
24A CAPITAL MANAGEMENT LLC — (HOUSTON, TX) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 713-398-9354 · 24acapital.com
48
AMERICAN INFRASTRUCTURE FUNDS, LLC — (FOSTER CITY, CA) left the SEC roster (was $296.3M RAUM, 6 reps). IAPD ↗fund
$296.3M RAUM · 6 reps · 650-854-6000
48
GHOST TREE CAPITAL — (NEW YORK, NY) left the SEC roster (was $360.0M RAUM, 5 reps). IAPD ↗fund
$360.0M RAUM · 5 reps · 646-779-0120
48
ISOMER PARTNERS LP — (NEW YORK, NY) left the SEC roster (was $270.0M RAUM, 2 reps). IAPD ↗fund
$270.0M RAUM · 2 reps · 212-257-4132 · isomerpartners.com
48
WEWORK CAPITAL ADVISORS LLC — (NEW YORK, NY) left the SEC roster (was $484.8M RAUM, 4 reps). IAPD ↗fund
$484.8M RAUM · 4 reps · 917-693-5456
45
KELLNER MANAGEMENT, LP — (location n/a) left the SEC roster (was $88.0M RAUM, 3 reps). IAPD ↗fund
$88.0M RAUM · 3 reps · 212 350-0200 · kellnercap.com
45
KSTONE PARTNERS LLC — (location n/a) left the SEC roster (was $30.7M RAUM, 3 reps). IAPD ↗fund
$30.7M RAUM · 3 reps · 914-689-4800 · kstonepartners.com
45
THOMA CRESSEY BRAVO, INC. — (CHICAGO, IL) left the SEC roster (was $4.8M RAUM, 4 reps). IAPD ↗fund
$4.8M RAUM · 4 reps · 312-254-3300 · tcb.com
45
SAGE ROCK CAPITAL MANAGEMENT LP — (NEW YORK, NY) left the SEC roster (was $86.5M RAUM, 2 reps). IAPD ↗fund
$86.5M RAUM · 2 reps · 212-257-4859 · tx3sagerock.com
45
GREENWICH IVY CAPITAL LLC — (location n/a) left the SEC roster (was $26.8M RAUM, 1 reps). IAPD ↗fund
$26.8M RAUM · 1 reps · 646-360-0204 · greenwichivy.com
45
FLOW STATE INVESTMENTS, LP — (CHICAGO, IL) left the SEC roster (was $188.4M RAUM, 11 reps). IAPD ↗fund
$188.4M RAUM · 11 reps · 773-938-9600 · flowstateinvestments.com
45
BOSTON OMAHA ASSET MANAGEMENT — (OMAHA, NE) left the SEC roster (was $127.1M RAUM, 9 reps). IAPD ↗fund
$127.1M RAUM · 9 reps · 402-509-8456 · bostonomahaam.com
45
NORTH SHIELD CAPITAL LLC — (NEW YORK, NY) left the SEC roster (was $54.7M RAUM, 4 reps). IAPD ↗fund
$54.7M RAUM · 4 reps · 917-546-2079
45
CAXTON ASSOCIATES (USA) LLC — shrank from 62 to 12 advisory reps. IAPD ↗institutional
$4.18B RAUM · 12 reps · 212 593-7700 · caxton.com
45
PLANPILOT — added office(s): 0 -> 2 additional locations. IAPD ↗institutional
$3.71B RAUM · 11 reps · 312-973-4911
45
STRIVE ASSET MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$1.08B RAUM · 4 reps · 614-704-0187
40
ALAN BILLER AND ASSOCIATES — reported RAUM down 28% ($82.64B -> $59.35B). IAPD ↗institutional
$59.35B RAUM · 25 reps · 650-328-7283 · alanbiller.com
40
CAXTON ASSOCIATES (USA) LLC — reported RAUM down 84% ($25.58B -> $4.18B). IAPD ↗institutional
$4.18B RAUM · 12 reps · 212 593-7700 · caxton.com
40
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLC — reported RAUM down 34% ($3.09B -> $2.03B). IAPD ↗institutional
$2.03B RAUM · 0 reps · 800-248-7971
40
DOCK STREET CAPITAL MANAGEMENT LLC — reported RAUM down 43% ($2.35B -> $1.33B). IAPD ↗institutional
$1.33B RAUM · 2 reps · 212-457-8258 · dockstreetcap.com
40
MATRIX CAPITAL MANAGEMENT COMPANY, LP — shrank from 17 to 10 advisory reps. IAPD ↗fund
$12.09B RAUM · 10 reps · 781-522-4007
40
TAIYO PACIFIC PARTNERS L.P. — shrank from 25 to 20 advisory reps. IAPD ↗fund
$1.72B RAUM · 20 reps · 425-896-5300 · taiyofunds.com
40
2XIDEAS — shrank from 4 to 2 advisory reps. IAPD ↗institutional
$79.3M RAUM · 2 reps · 929-577-6260
40
MMA SECURITIES LLC — added office(s): 27 -> 32 additional locations. IAPD ↗institutional
$0 RAUM · 87 reps · 212-345-5000 · mmaprosperwise.com
40
DEER PARK ROAD MANAGEMENT COMPANY, LP — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$3.86B RAUM · 8 reps · 970-457-4340 · deerparkrd.com
40
ELDRIDGE CREDIT ADVISERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$7.01B RAUM · 38 reps · 212-895-2000
40
SERENGETI ASSET MANAGEMENT LP — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.08B RAUM · 10 reps · 212-672-2220
40
HAYFIN CAPITAL MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$2.67B RAUM · 14 reps · 646-218-9479 · hayfin.com
40
ODYSSEY INVESTMENT PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$6.09B RAUM · 30 reps · 212-351-7900
40
AMBERJACK CAPITAL PARTNERS, L.P. — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$1.23B RAUM · 8 reps · 281-605-3900 · amberjackcapital.com
40
OPENGATE CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.51B RAUM · 30 reps · 310-432-7000
40
ALIGNED CLIMATE CAPITAL LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$1.82B RAUM · 15 reps · 917-754-5489 · alignedclimatecapital.com
40
CAPINSIGHTS PARTNERS, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗institutional
$0 RAUM · 5 reps · 326-740-4710 · capinsights.partners
38
1505 CAPITAL LLC — reported RAUM down 65% ($1.63B -> $566.6M). IAPD ↗institutional
$566.6M RAUM · 4 reps · 646-978-5329 · midwestholding.com
38
SHERMAN PORTFOLIOS, LLC — reported RAUM down 73% ($1.60B -> $434.0M). IAPD ↗institutional
$434.0M RAUM · 4 reps · 800-634-2008 · shermanportfolios.com
38
ETNA CAPITAL — grew from 3 to 6 advisory reps. IAPD ↗foreign
$83.3M RAUM · 6 reps · 85237579745 · etnalabs.co
35
VALHUM ASSET MANAGEMENT, LLC — reported RAUM down 38% ($160.0M -> $100.0M). IAPD ↗institutional
$100.0M RAUM · 1 reps · 203-554-1180 · valhum.com
35
PUTNAM INVESTMENTS LIMITED — (LONDON, United Kingdom) left the SEC roster (was $3.00B RAUM, 11 reps). IAPD ↗foreign
$3.00B RAUM · 11 reps · 011-44-20-7907-8200 · putnam.com
35
GENERAL INNOVATION CAPITAL, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$200.0M RAUM · 7 reps · 917-816-1744 · generalinnovation.com
33
LAKEMORE PARTNERS (UK) LIMITED — (LONDON, United Kingdom) left the SEC roster (was $384.1M RAUM, 8 reps). IAPD ↗foreign
$384.1M RAUM · 8 reps · +44 203 981 2810
30
KENRICH PARTNERS PTE LTD — (SINGAPORE, Singapore) left the SEC roster (was $47.9M RAUM, 3 reps). IAPD ↗foreign
$47.9M RAUM · 3 reps · 65 6874 7700
30
ENVERUS INTELLIGENCE RESEARCH, INC. — (CALGARY, Canada) left the SEC roster (was $0 RAUM, 65 reps). IAPD ↗foreign
$0 RAUM · 65 reps · 403-294-9111 · rseg.com
30
NUTSHELL ASSET MANAGEMENT LIMITED — (SEVENOAKS, United Kingdom) left the SEC roster (was $165.0M RAUM, 2 reps). IAPD ↗foreign
$165.0M RAUM · 2 reps · +44 (0)20 78560520 · nutshellam.com
25
JARISLOWSKY FRASER LTD — shrank from 73 to 62 advisory reps. IAPD ↗foreign
$38.23B RAUM · 62 reps · 514-842-2727
25
BMO PRIVATE INVESTMENT COUNSEL INC. — shrank from 125 to 120 advisory reps. IAPD ↗foreign
$35.76B RAUM · 120 reps · 416 359-5001 · bmo.com
25
RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED — shrank from 145 to 136 advisory reps. IAPD ↗foreign
$137.80B RAUM · 136 reps · 44 207 389 3700
25
CIBC ASSET MANAGEMENT INC. — added office(s): 17 -> 18 additional locations. IAPD ↗foreign
$141.77B RAUM · 362 reps · 877-363-5620
25
RBC PRIVATE COUNSEL (USA) INC. — added office(s): 128 -> 131 additional locations. IAPD ↗foreign
$6.83B RAUM · 1379 reps · 416-955-7782
25
TANAGER WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗foreign
$1.01B RAUM · 12 reps · 020 3965 6330
23
1832 ASSET MANAGEMENT U.S. INC. — added office(s): 11 -> 13 additional locations. IAPD ↗foreign
$922.3M RAUM · 23 reps · 416-840-7986
20
SIZEMORE CAPITAL MANAGEMENT, LLC — shrank from 6 to 2 advisory reps. IAPD ↗foreign
$115.7M RAUM · 2 reps · (214) 265-6597 · blueorbitcapital.com
20
DUNHILL FINANCIAL — added office(s): 1 -> 2 additional locations. IAPD ↗foreign
$240.6M RAUM · 6 reps · +44 7514 993 556 · dunhillfinancial.com
20
VENTUM ADVISORS CORP. — added office(s): 3 -> 4 additional locations. IAPD ↗foreign
$25.4M RAUM · 5 reps · 416-572-5523 · ventumadvisors.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.