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ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC

NEW CUMBERLAND, PA · CRD 297516 · IAPD ↗ · zimllc.com · 717-403-6030

$409.3MRegulatory AUM
6Advisory reps
6Employees
0Clients
26-50Planning clients
0Private funds
8States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
February 2025 — ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC (NEW CUMBERLAND, PA) left the SEC roster (was $409.3M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
November 2024 — ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
February 2024 — ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
64
February 2024 — ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC reported RAUM up 34% ($305.6M -> $409.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.