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HAAS FINANCIAL, INC.

SANIBEL, FL · CRD 329490 · IAPD ↗ · davidhaasfinancial.com · (651) 328-8070

$75.2MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
February 2025 — HAAS FINANCIAL, INC. (SANIBEL, FL) left the SEC roster — its 120-day provisional registration did not convert (was $75.2M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
46
June 2024 — HAAS FINANCIAL, INC. notice-filed in AZ, MN, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
February 2024 — HAAS FINANCIAL, INC. (SANIBEL, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.