← Tributary

HBC FINANCIAL SERVICES, PLLC

SEATTLE, WA · CRD 115751 · IAPD ↗ · advisercpa.com · 206-548-5000

$447.0MRegulatory AUM
4Advisory reps
5Employees
0Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
February 2025 — HBC FINANCIAL SERVICES, PLLC (SEATTLE, WA) left the SEC roster (was $447.0M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.