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PUTNAM INVESTMENTS LIMITED

LONDON, United Kingdom · CRD 122254 · IAPD ↗ · putnam.com · 011-44-20-7907-8200

$3.00BRegulatory AUM
11Advisory reps
15Employees
0Clients
n/aPlanning clients
0Private funds
0States
3Disclosures
foreignSegment
ApprovedSEC status

Filing changes

35
February 2025 — PUTNAM INVESTMENTS LIMITED (LONDON, United Kingdom) left the SEC roster (was $3.00B RAUM, 11 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
25
February 2024 — PUTNAM INVESTMENTS LIMITED's Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.