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FOCUS FINANCIAL ADVISORS

ROCKFORD, IL · CRD 297806 · IAPD ↗ · focusfinancialadvisors.com · 815-633-8844

$127.4MRegulatory AUM
1Advisory reps
3Employees
6Clients
51-100Planning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
February 2025 — FOCUS FINANCIAL ADVISORS (ROCKFORD, IL) left the SEC roster (was $127.4M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.