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THE HUMPHREYS GROUP

SAN FRANCISCO, CA · CRD 132415 · IAPD ↗ · humphreysgroup.com · 415-928-0401

$283.6MRegulatory AUM
3Advisory reps
6Employees
0Clients
51-100Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
February 2025 — THE HUMPHREYS GROUP (SAN FRANCISCO, CA) left the SEC roster (was $283.6M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.