← Tributary

PROVENIO CAPITAL

NEWPORT BEACH, CA · CRD 284541 · IAPD ↗ · 949-301-9060

$1.62BRegulatory AUM
6Advisory reps
10Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
February 2025 — PROVENIO CAPITAL (NEWPORT BEACH, CA) left the SEC roster (was $1.62B RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
July 2024 — PROVENIO CAPITAL filed an Item 4A succession naming PROVENIO CAPITAL (CRD 284541) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.