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EMERGENT FINANCIAL SERVICES, LLC.

CHARLOTTESVILLE, VA · CRD 288434 · IAPD ↗ · emergentfs.com · 434-260-1690

$195.2MRegulatory AUM
4Advisory reps
5Employees
0Clients
26-50Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — EMERGENT FINANCIAL SERVICES, LLC. notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2026 — EMERGENT FINANCIAL SERVICES, LLC. reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — EMERGENT FINANCIAL SERVICES, LLC. reported RAUM up 77% ($110.4M -> $195.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
February 2025 — EMERGENT FINANCIAL SERVICES, LLC. reported RAUM down 90% ($1.11B -> $110.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.