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GATHER FINANCIAL PLANNING

FALMOUTH, ME · CRD 164542 · IAPD ↗ · gatherfinancialplanning.com · 207-781-3500

$148.4MRegulatory AUM
4Advisory reps
6Employees
47Clients
26-50Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
February 2025 — GATHER FINANCIAL PLANNING (FALMOUTH, ME) left the SEC roster (was $148.4M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.