← Tributary

Recruiting & transitions — February 2026

Recruiters, transition consultants, and firms hiring advisors.

304 firms opened this window in the February 2026 SEC roster: 117 new office, 74 deregistered, 62 headcount up, 39 headcount down, 12 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

85
RBC CAPITAL MARKETS, LLC — grew from 5680 to 5908 advisory reps. IAPD ↗
$310.43B RAUM · 5908 reps · 212-858-7000 · us.rbcwealthmanagement.com
85
RBC SECURITIES, INC. — grew from 37 to 124 advisory reps. IAPD ↗
$1.52B RAUM · 124 reps · 310-888-6400 · cnr.com
85
TD PRIVATE CLIENT WEALTH LLC — grew from 464 to 482 advisory reps. IAPD ↗
$8.26B RAUM · 482 reps · 877-703-9896 · td.com
85
SOUND INCOME STRATEGIES, LLC — grew from 111 to 134 advisory reps. IAPD ↗
$4.18B RAUM · 134 reps · 954-487-1860 · thecapitalizedretirement.com
85
PINEBRIDGE INVESTMENTS LLC — grew from 5 to 115 advisory reps. IAPD ↗
$71.09B RAUM · 115 reps · (646) 857-8000
85
ROOT FINANCIAL PARTNERS — grew from 35 to 59 advisory reps. IAPD ↗
$2.15B RAUM · 59 reps · (760) 452-0720
83
FINANCIAL & TAX ARCHITECTS, LLC — grew from 24 to 40 advisory reps. IAPD ↗
$506.2M RAUM · 40 reps · 314-858-1122 · summitretirementplanning.com
82
RBC ROCHDALE, LLC — grew from 126 to 138 advisory reps. IAPD ↗
$72.96B RAUM · 138 reps · 212-702-3500
80
BMO FAMILY OFFICE, LLC — grew from 65 to 75 advisory reps. IAPD ↗
$9.99B RAUM · 75 reps · (650) 210-5042
80
EMERALD INVESTMENT ADVISERS, LLC — grew from 2 to 12 advisory reps. IAPD ↗
$2.26B RAUM · 12 reps · 717-556-8900 · teamemerald.com
78
ANNEX WEALTH MANAGEMENT, LLC — grew from 66 to 74 advisory reps. IAPD ↗
$8.05B RAUM · 74 reps · 262-786-6363 · annexwealth.wistia.com
76
MJP WEALTH ADVISORS — grew from 6 to 12 advisory reps. IAPD ↗
$1.56B RAUM · 12 reps · 860-677-7755
74
AZZAD ASSET MANAGEMENT, INC. — grew from 8 to 12 advisory reps. IAPD ↗
$1.84B RAUM · 12 reps · 703-207-7005
72
BOYUM WEALTH ARCHITECTS LLC — grew from 5 to 9 advisory reps. IAPD ↗
$564.0M RAUM · 9 reps · 651-289-6444 · myboyum.com
72
OPAL WEALTH ADVISORS, LLC — grew from 7 to 9 advisory reps. IAPD ↗
$1.24B RAUM · 9 reps · 516-388-7980
72
EDGEROCK WEALTH MANAGEMENT — grew from 9 to 13 advisory reps. IAPD ↗
$578.9M RAUM · 13 reps · 303.780.7350
72
EVOLVE PRIVATE WEALTH, LLC — grew from 8 to 10 advisory reps. IAPD ↗
$2.15B RAUM · 10 reps · (424) 500-4601 · evolvepw.com
71
NORTHERN FINANCIAL ADVISORS, INC — grew from 6 to 9 advisory reps. IAPD ↗
$684.0M RAUM · 9 reps · 248-985-1632 · northernfinancialadvisors.com
71
VALUES ADDED FINANCIAL — grew from 6 to 9 advisory reps. IAPD ↗
$313.7M RAUM · 9 reps · 202-599-0915
70
DIASTOLE WEALTH MANAGEMENT — grew from 7 to 9 advisory reps. IAPD ↗
$378.0M RAUM · 9 reps · 203-458-5220 · diastole.biz
70
GLOBAL TRUST — grew from 5 to 7 advisory reps. IAPD ↗
$384.5M RAUM · 7 reps · 561-472-0191
70
PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC — grew from 6 to 8 advisory reps. IAPD ↗
$598.7M RAUM · 8 reps · 831-622-9600 · praetorianguard.biz
70
DB & C ADVISORS, LLC — grew from 7 to 9 advisory reps. IAPD ↗
$252.2M RAUM · 9 reps · 616-355-3455 · dbc-advisors.com
70
LANDMARK WEALTH MANAGEMENT, LLC — grew from 4 to 6 advisory reps. IAPD ↗
$442.0M RAUM · 6 reps · 888-342-6436
70
MBI LLC — grew from 9 to 11 advisory reps. IAPD ↗
$316.9M RAUM · 11 reps · (301) 986-0600 · cbmcpa.com
70
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS — grew from 9 to 11 advisory reps. IAPD ↗
$466.9M RAUM · 11 reps · 207-288-4747 · costonshea.com
70
LONGTAIL ALPHA, LLC — grew from 4 to 6 advisory reps. IAPD ↗
$822.4M RAUM · 6 reps · 949 706 8092 · longtailalpha.com
70
CANOPY 360 WEALTH, LLC — grew from 6 to 8 advisory reps. IAPD ↗
$382.8M RAUM · 8 reps · (352) 369-1120
70
PREPARED RETIREMENT INSTITUTE LLC — grew from 2 to 4 advisory reps. IAPD ↗
$298.9M RAUM · 4 reps · 215-997-5700 · preparedretirementinstitute.com
70
CORVUS WEALTH ADVISORS LLC — grew from 8 to 10 advisory reps. IAPD ↗
$870.6M RAUM · 10 reps · 805-549-9020 · corvuswealth.com
70
GENERATIONAL PRIVATE WEALTH — grew from 1 to 3 advisory reps. IAPD ↗
$263.4M RAUM · 3 reps · 571-244-8764 · genprivatewealth.com
70
MOKAN WEALTH MANAGEMENT — grew from 1 to 3 advisory reps. IAPD ↗
$250.3M RAUM · 3 reps · 913-257-3991 · mokanwealth.com
70
SSB&T WEALTH MANAGEMENT, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$445.1M RAUM · 3 reps · 830-997-7575 · ssbtwealth.com
70
VERTRIX WEALTH MANAGEMENT, LLC — grew from 2 to 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · (248) 602 0555 · vertrixwm.com
69
CSI GROUP ADVISORS, LLC — grew from 1 to 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · (732) 224-3990
68
CRESCENT CITY RETIREMENT GROUP — grew from 1 to 4 advisory reps. IAPD ↗
$124.6M RAUM · 4 reps · 504-828-2171 · theretirementkeys.com
68
STRATEGIC ASSET MANAGEMENT LLC. — grew from 7 to 10 advisory reps. IAPD ↗
$218.3M RAUM · 10 reps · 888-526-8755 · strategicassetmgt.com
68
FINANCIAL INDEPENDENCE ADVISORS, LLC — grew from 5 to 8 advisory reps. IAPD ↗
$189.6M RAUM · 8 reps · 904-605-4545 · fiajacksonville.com
67
ASPIREAN WEALTH, LLC — grew from 4 to 6 advisory reps. IAPD ↗
$233.2M RAUM · 6 reps · (844) 687-5342 · aspirean.com
67
ICON FINANCIAL SERVICES LLC — grew from 1 to 3 advisory reps. IAPD ↗
$6.8M RAUM · 3 reps · 1 (503) 917-0590
67
FREEDOM FAMILY OFFICE, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$143.5M RAUM · 5 reps · (855) 540-0400 · talktofreedom.com
67
SHEPHERD WEALTH MANAGEMENT — grew from 2 to 4 advisory reps. IAPD ↗
$162.1M RAUM · 4 reps · (513) 630-2664
67
WILIAN SECURITIES, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$143.8M RAUM · 7 reps · 651-243-0535 · wilianfinancial.com
67
CLARITY FINANCIAL ADVISORS LLC — grew from 2 to 4 advisory reps. IAPD ↗
$99.9M RAUM · 4 reps · (816) 786-5031 · theclarityfinancial.com
67
HOLISTIC FINANCE LLC — grew from 2 to 4 advisory reps. IAPD ↗
$7.9M RAUM · 4 reps · 808-746-7774 · holisticfinance.com
67
ASA ASSET MANAGEMENT LLC — grew from 6 to 8 advisory reps. IAPD ↗
$41.7M RAUM · 8 reps · 646-727-4151
65
FIRST HORIZON ADVISORS, INC — (MEMPHIS, TN) left the SEC roster (was $13.62B RAUM, 169 reps). IAPD ↗
$13.62B RAUM · 169 reps · 1-800-213-3702 · firsthorizon.com
65
ALESCO ADVISORS LLC — (PITTSFORD, NY) left the SEC roster (was $4.81B RAUM, 15 reps). IAPD ↗
$4.81B RAUM · 15 reps · (585)586-0970 · alescoadvisors.com
65
NORTHEAST FINANCIAL — (WESTPORT, CT) left the SEC roster (was $4.59B RAUM, 3 reps). IAPD ↗
$4.59B RAUM · 3 reps · 203-226-8997 · nfc-westport.com
65
LNW — (SEATTLE, WA) left the SEC roster (was $4.53B RAUM, 44 reps). IAPD ↗
$4.53B RAUM · 44 reps · 206-464-5100 · lnwadvisors.com
65
BARES CAPITAL MANAGEMENT, INC. — (AUSTIN, TX) left the SEC roster (was $1.26B RAUM, 6 reps). IAPD ↗
$1.26B RAUM · 6 reps · 512-542-1083 · barescapital.com
65
FIRST NATIONAL ADVISORS LLC — (ROCKLAND, MA) left the SEC roster (was $1.37B RAUM, 8 reps). IAPD ↗
$1.37B RAUM · 8 reps · 781-878-7757
65
PROMUS CAPITAL, LLC — (CHICAGO, IL) left the SEC roster (was $1.60B RAUM, 8 reps). IAPD ↗
$1.60B RAUM · 8 reps · 312-784-3990
65
FOUNTAINHEAD ADVISORS — (WARREN, NJ) left the SEC roster (was $1.02B RAUM, 18 reps). IAPD ↗
$1.02B RAUM · 18 reps · 732-346-1900
65
JANNEY CAPITAL MANAGEMENT LLC — (PITTSBURGH, PA) left the SEC roster (was $5.31B RAUM, 8 reps). IAPD ↗
$5.31B RAUM · 8 reps · 412-562-8100
65
MOLONEY SECURITIES ASSET MANAGEMENT LLC — (MANCHESTER, MO) left the SEC roster (was $1.39B RAUM, 61 reps). IAPD ↗
$1.39B RAUM · 61 reps · (314) 909-0600
65
JFG WEALTH MANAGEMENT, LLC — (DENVER, CO) left the SEC roster (was $1.16B RAUM, 30 reps). IAPD ↗
$1.16B RAUM · 30 reps · 720-778-4467 · jfgwealth.net
63
APC FINANCIAL PLANNING — (KNOXVILLE, TN) left the SEC roster (was $406.6M RAUM, 6 reps). IAPD ↗
$406.6M RAUM · 6 reps · 865-690-1231
63
GRUNDEN FINANCIAL ADVISORY, INC. — (DENTON, TX) left the SEC roster (was $434.7M RAUM, 4 reps). IAPD ↗
$434.7M RAUM · 4 reps · 940-591-9007 · grunden.com
63
STRAVA WEALTH — (PITTSBURGH, PA) left the SEC roster (was $388.1M RAUM, 5 reps). IAPD ↗
$388.1M RAUM · 5 reps · 412-854-2100
63
ASCENT CAPITAL — (BEND, OR) left the SEC roster (was $445.6M RAUM, 5 reps). IAPD ↗
$445.6M RAUM · 5 reps · 541-382-4847 · ascentbend.com
63
CAPITAL INSIGHT PARTNERS, LLC — (SCOTTSDALE, AZ) left the SEC roster (was $829.6M RAUM, 7 reps). IAPD ↗
$829.6M RAUM · 7 reps · 480-295-7070 · cipinvest.com
63
APEX FINANCIAL ADVISORS, INC — (YARDLEY, PA) left the SEC roster (was $505.1M RAUM, 2 reps). IAPD ↗
$505.1M RAUM · 2 reps · 215-493-1900
63
WEALTH MANAGEMENT CONSULTANTS COLORADO, LLC — (THE WOODLANDS, TX) left the SEC roster (was $302.5M RAUM, 1 reps). IAPD ↗
$302.5M RAUM · 1 reps · 720-938-6436
63
BRASS TAX WEALTH MANAGEMENT — (CINCINNATI, OH) left the SEC roster (was $860.2M RAUM, 12 reps). IAPD ↗
$860.2M RAUM · 12 reps · 513-605-3394 · brasstaxwealth.com
63
FSA WEALTH MANAGEMENT, LLC — (NEEDHAM, MA) left the SEC roster (was $459.3M RAUM, 5 reps). IAPD ↗
$459.3M RAUM · 5 reps · (781) 455-1020 · fsawm.com
63
LINDENWOLD ADVISORS INC. — (READING, PA) left the SEC roster (was $278.6M RAUM, 3 reps). IAPD ↗
$278.6M RAUM · 3 reps · 610-396-2448 · lindenwoldadvisors.com
63
ORG PARTNERS — (DALLAS, TX) left the SEC roster (was $772.6M RAUM, 15 reps). IAPD ↗
$772.6M RAUM · 15 reps · 260-469-9173 · tinkercapital.com
63
ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC — (ROSWELL, GA) left the SEC roster (was $295.3M RAUM, 2 reps). IAPD ↗
$295.3M RAUM · 2 reps · 770-992-4444
63
FRANKLIN MANAGED OPTIONS STRATEGIES, LLC — (STAMFORD, CT) left the SEC roster (was $972.5M RAUM, 3 reps). IAPD ↗
$972.5M RAUM · 3 reps · (888) 865-7268 · franklintempleton.com
63
TC43 LLC — (NEW YORK, NY) left the SEC roster (was $290.1M RAUM, 8 reps). IAPD ↗
$290.1M RAUM · 8 reps · (519) 904-2790
60
HUTCHINSON FINANCIAL ADVISORS, INC — (GLEN ALLEN, VA) left the SEC roster (was $120.9M RAUM, 1 reps). IAPD ↗
$120.9M RAUM · 1 reps · 804-729-6420 · hutchinsonadvisors.com
60
JOHN T. MCCARTHY, LLC — (location n/a) left the SEC roster (was $57.8M RAUM, 1 reps). IAPD ↗
$57.8M RAUM · 1 reps · 941-292-9999
60
VOYAGER CAPITAL MANAGEMENT, LLC — (LAKE GENEVA, WI) left the SEC roster (was $216.6M RAUM, 2 reps). IAPD ↗
$216.6M RAUM · 2 reps · 262-348-9981
60
INDEPENDENT FINANCIAL ADVISORS — (location n/a) left the SEC roster (was $109.7M RAUM, 1 reps). IAPD ↗
$109.7M RAUM · 1 reps · 914-299-6447
60
FIVE SEASONS FINANCIAL PLANNING LLC — (SALT LAKE CITY, UT) left the SEC roster (was $109.3M RAUM, 1 reps). IAPD ↗
$109.3M RAUM · 1 reps · 801-272-0902 · fiveseasonsfinancialplanning.com
60
THE RIKOON GROUP, LLC — (location n/a) left the SEC roster (was $72.2M RAUM, 2 reps). IAPD ↗
$72.2M RAUM · 2 reps · 505-989-3581 · rikoongroup.com
60
BASSETT HARGROVE INVESTMENT COUNSEL, LLC — (CHADDS FORD, PA) left the SEC roster (was $114.9M RAUM, 1 reps). IAPD ↗
$114.9M RAUM · 1 reps · 610-388-7803 · bassetthargrove.com
60
GREAT NORTHERN ASSET MANAGEMENT, LLC — (VANCOUVER, WA) left the SEC roster (was $222.3M RAUM, 3 reps). IAPD ↗
$222.3M RAUM · 3 reps · 360-567-3300
60
MORSE CAPITAL PARTNERS, LLC — (RICHMOND, VA) left the SEC roster (was $246.1M RAUM, 4 reps). IAPD ↗
$246.1M RAUM · 4 reps · 804.888.7771 · morsecapitalpartners.com
60
BAKER & YOEST INVESTMENT ADVISERS, INC. — (DEERFIELD, IL) left the SEC roster (was $101.7M RAUM, 2 reps). IAPD ↗
$101.7M RAUM · 2 reps · 847-504-1455 · bakeryoest.com
60
INTEGRITY RIA, LLC — (LAFAYETTE, LA) left the SEC roster (was $130.5M RAUM, 2 reps). IAPD ↗
$130.5M RAUM · 2 reps · 337-654-0608
60
KDM CAPITAL LLC — (location n/a) left the SEC roster (was $72.3M RAUM, 1 reps). IAPD ↗
$72.3M RAUM · 1 reps · (646) 844-0238 · kdmcapital.com
60
HOLDUN FAMILY OFFICE LLC — (MIAMI, FL) left the SEC roster (was $114.5M RAUM, 2 reps). IAPD ↗
$114.5M RAUM · 2 reps · 561-373-3309 · holdunfamilyoffice.com
60
WELLINGTON WEALTH STRATEGIES, LLC — (INDIANAPOLIS, IN) left the SEC roster (was $145.6M RAUM, 8 reps). IAPD ↗
$145.6M RAUM · 8 reps · 317-789-8800 · twealth.com
60
WIZEST INC. — (location n/a) left the SEC roster (was $52,017 RAUM, 1 reps). IAPD ↗
$52,017 RAUM · 1 reps · 617-842-8856 · wizest.com
60
CERTUS WEALTH MANAGEMENT LLC — (location n/a) left the SEC roster (was $162.8M RAUM, 1 reps). IAPD ↗
$162.8M RAUM · 1 reps · 650-232-2023 · certuswealthmanagement.com
60
MARINER WEALTH ADVISORS — (OVERLAND PARK, KS) left the SEC roster (was $2.2M RAUM, 1 reps). IAPD ↗
$2.2M RAUM · 1 reps · 913-904-5700 · marinerwealthadvisors.com
60
B.SIDE INVESTMENTS LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $11.8M RAUM, 1 reps). IAPD ↗
$11.8M RAUM · 1 reps · 305-801-2263
60
NEXTMOVE CAPITAL INC. — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · +1 201-463-1030 · nextmovecap.com
55
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. — shrank from 48 to 37 advisory reps. IAPD ↗
$104.49B RAUM · 37 reps · 612-376-7000 · rbcgam.com
55
CPC ADVISORS, LLC — shrank from 22 to 17 advisory reps. IAPD ↗
$2.10B RAUM · 17 reps · 404-879-3000
55
EPOCH INVESTMENT PARTNERS, INC. — shrank from 141 to 130 advisory reps. IAPD ↗
$29.73B RAUM · 130 reps · 212-303-7200
55
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC — shrank from 124 to 113 advisory reps. IAPD ↗
$2.57B RAUM · 113 reps · 407-254-1500 · iaac.com
55
ULRICH INVESTMENT CONSULTANTS — shrank from 13 to 10 advisory reps. IAPD ↗
$3.62B RAUM · 10 reps · 505-224-9100
55
FACET — shrank from 63 to 55 advisory reps. IAPD ↗
$6.04B RAUM · 55 reps · (443)376-6222
55
IMPERIAL FUND ASSET MANAGEMENT LLC — shrank from 4 to 2 advisory reps. IAPD ↗
$7.53B RAUM · 2 reps · (855) 226-5200 · imperialfund.com
55
MATAURO, LLC — shrank from 14 to 10 advisory reps. IAPD ↗
$1.05B RAUM · 10 reps · 845-273-6211 · matauro.com
55
RBC CAPITAL MARKETS, LLC — added office(s): 360 -> 382 additional locations. IAPD ↗
$310.43B RAUM · 5908 reps · 212-858-7000 · us.rbcwealthmanagement.com
55
RBC SECURITIES, INC. — added office(s): 18 -> 24 additional locations. IAPD ↗
$1.52B RAUM · 124 reps · 310-888-6400 · cnr.com
55
SAVANT WEALTH MANAGEMENT — added office(s): 45 -> 46 additional locations. IAPD ↗
$38.13B RAUM · 178 reps · 815-227-0300
55
VALLEY WEALTH MANAGERS, INC. — added office(s): 11 -> 12 additional locations. IAPD ↗
$2.32B RAUM · 34 reps · 888-794-7940 · valley.com
55
COOPER MCMANUS — added office(s): 24 -> 25 additional locations. IAPD ↗
$2.56B RAUM · 44 reps · 800-516-5333 · fcguides.com
55
STEEL GROVE CAPITAL ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.36B RAUM · 7 reps · 901-498-6300 · steelgrove.com
55
RBC ROCHDALE, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$72.96B RAUM · 138 reps · 212-702-3500
55
CERTUITY, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$3.10B RAUM · 10 reps · 561-693-3255 · certuity.com
55
MCF ADVISORS, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$3.33B RAUM · 18 reps · 859-967-0999
55
ELEVATION POINT WEALTH PARTNERS, LLC — added office(s): 8 -> 11 additional locations. IAPD ↗
$2.43B RAUM · 20 reps · 303-382-2880 · superiorwealth.net
55
WHALEROCK POINT PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.04B RAUM · 4 reps · 401-228-7799 · wrpoint.com
55
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC — added office(s): 92 -> 95 additional locations. IAPD ↗
$2.57B RAUM · 113 reps · 407-254-1500 · iaac.com
55
CONNECTICUT WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$3.71B RAUM · 40 reps · 860-470-0290 · vimeo.com
55
DESCHUTES INVESTMENT CONSULTING, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$2.47B RAUM · 7 reps · 503-224-3700 · deschutesinvestment.com
55
SUMMIT GLOBAL INVESTMENTS, LLC — added office(s): 6 -> 10 additional locations. IAPD ↗
$1.92B RAUM · 12 reps · 888-251-4847 · sgimutualfunds.com
55
TD PRIVATE CLIENT WEALTH LLC — added office(s): 36 -> 221 additional locations. IAPD ↗
$8.26B RAUM · 482 reps · 877-703-9896 · td.com
55
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$4.96B RAUM · 27 reps · 803-231-3492
55
NORTHROCK PARTNERS, LLC — added office(s): 16 -> 19 additional locations. IAPD ↗
$6.60B RAUM · 50 reps · (612) 367-8800 · northrockberkeley.com
55
SOUND INCOME STRATEGIES, LLC — added office(s): 84 -> 99 additional locations. IAPD ↗
$4.18B RAUM · 134 reps · 954-487-1860 · thecapitalizedretirement.com
55
BEACON TRUST — added office(s): 2 -> 4 additional locations. IAPD ↗
$4.35B RAUM · 38 reps · 973-377-8090
55
ALTRAVUE CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.54B RAUM · 3 reps · 425 455-8896 · altravue.com
55
PINEBRIDGE INVESTMENTS LLC — added office(s): 1 -> 5 additional locations. IAPD ↗
$71.09B RAUM · 115 reps · (646) 857-8000
55
FACET — added office(s): 0 -> 25 additional locations. IAPD ↗
$6.04B RAUM · 55 reps · (443)376-6222
55
SGROI WEALTH ADVISORY GROUP LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.36B RAUM · 14 reps · 716-674-6700 · sgroilawley.com
55
ROOT FINANCIAL PARTNERS — added office(s): 0 -> 1 additional locations. IAPD ↗
$2.15B RAUM · 59 reps · (760) 452-0720
55
ONEPOINT BFG WEALTH PARTNERS — added office(s): 20 -> 21 additional locations. IAPD ↗
$12.13B RAUM · 96 reps · (973) 575-4180 · bleakley.com
55
SAVVY — added office(s): 39 -> 42 additional locations. IAPD ↗
$1.30B RAUM · 52 reps · 833-745-6789 · savvywealth.com
55
VESTGEN ADVISORS, LLC — added office(s): 9 -> 14 additional locations. IAPD ↗
$3.47B RAUM · 30 reps · 312-237-4446 · vestgen.com
55
ASCENTIS INDEPENDENT ADVISORS, LLC — added office(s): 19 -> 28 additional locations. IAPD ↗
$1.65B RAUM · 25 reps · 866-273-1563 · marshallwealthadvisors.com
55
INDIVISIBLE PARTNERS — added office(s): 1 -> 5 additional locations. IAPD ↗
$1.55B RAUM · 3 reps · 732-306-5490 · linkedin.company
55
EVOLVE PRIVATE WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$2.15B RAUM · 10 reps · (424) 500-4601 · evolvepw.com
55
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$55.22B RAUM · 29 reps · 212-483-1818 · bbh.com
55
EMERALD INVESTMENT ADVISERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$2.26B RAUM · 12 reps · 717-556-8900 · teamemerald.com
53
GLASS JACOBSON WEALTH ADVISORS — shrank from 18 to 9 advisory reps. IAPD ↗
$904.1M RAUM · 9 reps · 410-356-1000 · google.com
53
MARIN WEALTH ADVISORS LLC — shrank from 4 to 2 advisory reps. IAPD ↗
$357.0M RAUM · 2 reps · 415-458-5880 · marinwealthadvisors.com
53
FREEDOM INVESTMENT MANAGEMENT, INC. — shrank from 8 to 6 advisory reps. IAPD ↗
$605.5M RAUM · 6 reps · 860-291-1998
53
NEPSIS, INC. — shrank from 25 to 18 advisory reps. IAPD ↗
$344.5M RAUM · 18 reps · 952-746-2003
53
NUANCE INVESTMENTS, LLC — shrank from 8 to 3 advisory reps. IAPD ↗
$984.3M RAUM · 3 reps · 816-743-7080 · nuanceinvestments.com
53
REGIS METRO ASSOCIATES, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
$707.5M RAUM · 2 reps · 415-421-0500 · rmare.com
53
SKYLINE ADVISORS, INC. — shrank from 7 to 5 advisory reps. IAPD ↗
$386.5M RAUM · 5 reps · 360-671-1621
53
STRATEGIC ADVOCATES, LLC — shrank from 7 to 3 advisory reps. IAPD ↗
$433.8M RAUM · 3 reps · (888)247-7753 · strati.co
53
ACORN CREEK CAPITAL LLC — shrank from 6 to 4 advisory reps. IAPD ↗
$488.7M RAUM · 4 reps · 970-818-4820 · acorncreekcapital.com
53
KUTSCHER BENNER BARSNESS & STEVENS, INC. — added office(s): 6 -> 7 additional locations. IAPD ↗
$627.8M RAUM · 6 reps · 206-462-6100 · krbfinancial.com
53
ESSEX LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$649.3M RAUM · 7 reps · 847-777-7800
53
REA WEALTH MANAGEMENT — added office(s): 4 -> 7 additional locations. IAPD ↗
$892.3M RAUM · 11 reps · 330-308-9707 · invp.com
53
JOHN A. WOLFE & ASSOCIATES, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$560.7M RAUM · 1 reps · 269-324-1988
53
AMERICAN FINANCIAL & TAX STRATEGIES, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$279.4M RAUM · 1 reps · 212-315-0345 · theintelligentdecision.com
53
CENTENNIAL WEALTH ADVISORY, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$397.1M RAUM · 10 reps · 231-995-9575 · cen-wealth.com
53
WEST FINANCIAL ADVISORS, L.L.C. — added office(s): 0 -> 1 additional locations. IAPD ↗
$674.2M RAUM · 6 reps · 515-284-1011
53
KEATING FINANCIAL ADVISORY SERVICES — added office(s): 5 -> 6 additional locations. IAPD ↗
$330.0M RAUM · 30 reps · 785-537-0366 · theweddleteam.com
53
GLOBAL TRUST — added office(s): 1 -> 2 additional locations. IAPD ↗
$384.5M RAUM · 7 reps · 561-472-0191
53
CHRISTY CAPITAL MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$295.4M RAUM · 10 reps · 478-314-2160 · christycapital.com
53
POST OAK PRIVATE WEALTH ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$390.9M RAUM · 7 reps · 281-580-2100 · postoakprivatewealth.com
53
INVESTOR FAN — added office(s): 13 -> 14 additional locations. IAPD ↗
$427.7M RAUM · 14 reps · 425-372-7517 · panfili-financial.com
53
ACORN WEALTH ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$429.9M RAUM · 5 reps · 810-953-4444 · acornwealthadvisors.com
53
WARREN STREET WEALTH ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$457.8M RAUM · 10 reps · 714-876-6200
53
FLOWER CITY CAPITAL LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$333.6M RAUM · 2 reps · 585-236-8501
53
R2 WEALTH MANAGEMENT PARTNERS — added office(s): 1 -> 2 additional locations. IAPD ↗
$421.2M RAUM · 5 reps · 531-333-2728
53
SUMMIT WEALTH PARTNERS, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$629.7M RAUM · 10 reps · 407-656-2252
53
MRA ADVISORY GROUP — added office(s): 4 -> 5 additional locations. IAPD ↗
$293.6M RAUM · 8 reps · 844.672.7623 · mraadvisory.com
53
AUCTUS ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$480.9M RAUM · 2 reps · 704 533-9880
53
SOUTHERN CAPITAL ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$514.9M RAUM · 5 reps · 731-265-6812 · southernadvisor.com
53
KINTRA WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$460.9M RAUM · 7 reps · 570-601-6960 · evergreenwealthsolutions.com
53
MID-AMERICAN WEALTH ADVISORY GROUP — added office(s): 1 -> 2 additional locations. IAPD ↗
$335.6M RAUM · 6 reps · 816-640-5888
53
CONVERGENCE FINANCIAL — added office(s): 12 -> 13 additional locations. IAPD ↗
$703.4M RAUM · 13 reps · (573) 818-2264
53
MASON & ASSOCIATES, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$403.9M RAUM · 6 reps · (757) 223-9898
53
AIRE ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$905.4M RAUM · 8 reps · 310-277-2473
53
BEACON BRIDGE WEALTH PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$426.6M RAUM · 6 reps · 484-533-6600
53
UPTICK PARTNERS, LLC — added office(s): 3 -> 5 additional locations. IAPD ↗
$688.1M RAUM · 7 reps · (936) 800-0800
53
BPM WEALTH ADVISORS, LLC — added office(s): 7 -> 15 additional locations. IAPD ↗
$268.3M RAUM · 3 reps · 415-421-5757 · bpm.com
53
SSB&T WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$445.1M RAUM · 3 reps · 830-997-7575 · ssbtwealth.com
53
ASSET ONE WEALTH MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$435.6M RAUM · 7 reps · (425) 504-830 · assetone.com
50
CHAMPLAIN INVESTMENT PARTNERS, LLC — reported RAUM down 37% ($16.25B -> $10.18B). IAPD ↗
$10.18B RAUM · 12 reps · (802) 846-6200 · cipvt.com
50
TDC CAPITAL ADVISORS, INC. — shrank from 4 to 1 advisory reps. IAPD ↗
$177.6M RAUM · 1 reps · 979-260-9696 · tdcadvisors.com
50
CAMBRIDGE CAPE COD ADVISORS, LLC — shrank from 2 to 0 advisory reps. IAPD ↗
$194.8M RAUM · 0 reps · 508-888-9300 · cambridgecape.com
50
WAYPOINT STRATEGIC ADVISORS — shrank from 7 to 4 advisory reps. IAPD ↗
$136.3M RAUM · 4 reps · 843-873-4420 · waypointus.com
50
CONCEPTUAL FINANCIAL ADVISORS, LLC — shrank from 3 to 1 advisory reps. IAPD ↗
$189.9M RAUM · 1 reps · 920-731-9500 · ontrackadvisor.com
50
ABBONDANDOLO WEALTH MANAGEMENT CORP — shrank from 3 to 1 advisory reps. IAPD ↗
$112.5M RAUM · 1 reps · 516-674-9229 · awmny.com
50
FULCRUM WEALTH ADVISORS, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
$208.0M RAUM · 2 reps · 425-250-6280
50
CANNON WEALTH MANAGEMENT SERVICES — shrank from 7 to 5 advisory reps. IAPD ↗
$245.2M RAUM · 5 reps · 336-231-6844 · cannon-wealth.com
50
DOUBLE DUTY MONEY MANAGEMENT LLC — shrank from 5 to 3 advisory reps. IAPD ↗
$83.7M RAUM · 3 reps · (212) 408-1750 · doubledutymm.com
50
FIFR — shrank from 4 to 1 advisory reps. IAPD ↗
$68.7M RAUM · 1 reps · 818-605-4900
50
MARTINWRIGHT ADVISORY, LLC — shrank from 4 to 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 404-882-8756 · mwadvisory.com
50
MIAI, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$213.3M RAUM · 4 reps · 214-739-5677 · maplewoodinvestments.com
50
CAPITAL FINANCIAL GROUP, INC. — added office(s): 0 -> 3 additional locations. IAPD ↗
$237.4M RAUM · 2 reps · 303-629-7500
50
BENOLD FINANCIAL PLANNING — added office(s): 2 -> 3 additional locations. IAPD ↗
$139.1M RAUM · 2 reps · 512-818-1800 · benoldfp.com
50
ROYAL PALMS CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$101.1M RAUM · 1 reps · 310 265-5939 · royalpalmscapital.com
50
CORNERSTONE SELECT ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$234.0M RAUM · 3 reps · 314-862-5155 · csastl.com
50
THE SHERRY GROUP, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$130.3M RAUM · 3 reps · 870-425-8252
50
INNOVATIVE ADVISORY GROUP — added office(s): 6 -> 7 additional locations. IAPD ↗
$160.5M RAUM · 9 reps · 781-577-2782
50
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC — added office(s): 18 -> 21 additional locations. IAPD ↗
$212.1M RAUM · 28 reps · 212-687-5650 · alexandercapitalwealthmanagement.com
50
TENCAP WEALTH COACHING — added office(s): 9 -> 10 additional locations. IAPD ↗
$117.2M RAUM · 9 reps · (801) 221-2956
50
COHEN INVESTMENT ADVISORS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$225.6M RAUM · 4 reps · (603) 232-8350 · investwithcohen.com
50
NOVA WEALTH MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$191.0M RAUM · 6 reps · 239-444-1794 · novawealthmanagement.com
50
PARADY WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$156.1M RAUM · 2 reps · 352-674-3911
50
MILLENNIAL ADVISERS, LLC. — added office(s): 5 -> 6 additional locations. IAPD ↗
$58.7M RAUM · 12 reps · 646-532-2400
50
CASTLE ISLAND WEALTH — added office(s): 0 -> 1 additional locations. IAPD ↗
$121.2M RAUM · 2 reps · 561-208-3883 · castleislandwealth.com
50
CMG FINANCIAL CONSULTING — added office(s): 0 -> 1 additional locations. IAPD ↗
$149.6M RAUM · 2 reps · (877) 695-8004
50
TRANQUILLI FINANCIAL ADVISOR, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$199.4M RAUM · 2 reps · (908) 730-6234
50
HUDSON CAPITAL ADVISORY, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$133.0M RAUM · 3 reps · 716-277-2717 · hudsonadvisors.com
50
ABUNDO WEALTH — added office(s): 0 -> 10 additional locations. IAPD ↗
$0 RAUM · 10 reps · 612-502-5806
50
STRATEGIC ASSET MANAGEMENT LLC. — added office(s): 2 -> 4 additional locations. IAPD ↗
$218.3M RAUM · 10 reps · 888-526-8755 · strategicassetmgt.com
50
KINETIC WEALTH INVESTMENT ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$214.5M RAUM · 3 reps · 440-250-9500
50
AVAIL INVESTMENT PARTNERS, LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$138.6M RAUM · 6 reps · 814-996-7206
50
CHILDFREE WEALTH — added office(s): 0 -> 4 additional locations. IAPD ↗
$20.7M RAUM · 4 reps · 662-222-1227
50
FAMILY FINANCIAL — added office(s): 2 -> 3 additional locations. IAPD ↗
$232.8M RAUM · 2 reps · (310) 598-8481 · familyfinancial.biz
50
FINANCIAL INDEPENDENCE ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$189.6M RAUM · 8 reps · 904-605-4545 · fiajacksonville.com
50
CALCULATED WEALTH — added office(s): 1 -> 3 additional locations. IAPD ↗
$200.8M RAUM · 4 reps · 608-400-4072 · calcwealth.com
50
CLARITY FINANCIAL ADVISORS LLC — added office(s): 1 -> 4 additional locations. IAPD ↗
$99.9M RAUM · 4 reps · (816) 786-5031 · theclarityfinancial.com
50
FORTHRIGHT CAPITAL ADVISORY — added office(s): 16 -> 19 additional locations. IAPD ↗
$65.0M RAUM · 28 reps · 725-712-3016 · forthrightcps.com
50
ENSPIRE WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$104.7M RAUM · 2 reps · (707) 525-1099 · enspirewealth.com
50
COASTAL WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$45.1M RAUM · 2 reps · 917-558-2468 · coastalprivatewealthmgmt.com
50
ARIMATHEA — added office(s): 1 -> 2 additional locations. IAPD ↗
$2.7M RAUM · 4 reps · 707-813-7070 · arimatheainvesting.com
50
STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$174.6M RAUM · 4 reps · 509-443-0845 · scfinancials.com
50
BLUE JEAN FINANCIAL LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
$94.7M RAUM · 7 reps · (518) 406-8488
50
ZERO DAY CAPITAL ENTERPRISES LLC — added office(s): 14 -> 15 additional locations. IAPD ↗
$30.7M RAUM · 15 reps · 702 271 3265 · zerodaycapital.com
50
BELMONT PRIVATE WEALTH — added office(s): 0 -> 3 additional locations. IAPD ↗
$192.1M RAUM · 3 reps · 314-566-9887 · belmontpw.com
50
MOMENTUM WEALTH PLANNING — added office(s): 0 -> 1 additional locations. IAPD ↗
$204.5M RAUM · 2 reps · 919-323-4219 · momentumwealthplanning.com
50
EXCELSIOR ADVISOR NETWORK LLC — added office(s): 3 -> 6 additional locations. IAPD ↗
$150.0M RAUM · 4 reps · 303-351-6436 · bvprivatewealth.com
50
HOLISTIC FINANCE LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$7.9M RAUM · 4 reps · 808-746-7774 · holisticfinance.com
50
ASA ASSET MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$41.7M RAUM · 8 reps · 646-727-4151
50
ELEVATED PRIVATE WEALTH — added office(s): 3 -> 4 additional locations. IAPD ↗
$122.7M RAUM · 4 reps · 715-797-3358 · elevatedprivatewealth.com
50
PROTOCOL WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$126.0M RAUM · 3 reps · 720-439-9055 · protocolwealth.io
48
NEPSIS, INC. — reported RAUM down 31% ($497.8M -> $344.5M). IAPD ↗
$344.5M RAUM · 18 reps · 952-746-2003
48
NUANCE INVESTMENTS, LLC — reported RAUM down 65% ($2.85B -> $984.3M). IAPD ↗
$984.3M RAUM · 3 reps · 816-743-7080 · nuanceinvestments.com
45
FINANCIAL SERVICE GROUP INC — reported RAUM down 34% ($324.7M -> $215.0M). IAPD ↗
$215.0M RAUM · 3 reps · 262-554-4500
45
LONGBOARD ASSET MANAGEMENT — reported RAUM down 27% ($141.7M -> $103.8M). IAPD ↗
$103.8M RAUM · 5 reps · 800-290-8319
45
CHANNEL INVESTMENT PARTNERS — reported RAUM down 78% ($34.4M -> $7.6M). IAPD ↗
$7.6M RAUM · 2 reps · 571-721-1852 · channelinvestmentpartners.com
68
BRIGHTSIDE CAPITAL PARTNERS LLC — grew from 2 to 12 advisory reps. IAPD ↗institutional
$471.5M RAUM · 12 reps · 410-245-1689
67
NLG CAPITAL, INC. — grew from 41 to 48 advisory reps. IAPD ↗institutional
$45.31B RAUM · 48 reps · 802-229-3773
63
GRANITESHARES ADVISORS LLC — grew from 3 to 6 advisory reps. IAPD ↗institutional
$9.19B RAUM · 6 reps · 646-876-5096
62
TUTTLE CAPITAL MANAGEMENT, LLC — grew from 7 to 9 advisory reps. IAPD ↗institutional
$3.91B RAUM · 9 reps · 888-723-2821 · tuttlecap.com
62
FOREST CAPITAL MANAGEMENT, LLC — grew from 6 to 8 advisory reps. IAPD ↗institutional
$3.75B RAUM · 8 reps · 312-809-6010
62
KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO., LTD. — grew from 3 to 5 advisory reps. IAPD ↗institutional
$1.47B RAUM · 5 reps · 646-590-3774
60
PLUM ISLAND PARTNERS LLC — grew from 1 to 3 advisory reps. IAPD ↗institutional
$300.0M RAUM · 3 reps · 212-600-9200
58
O'CONNOR ALTERNATIVE INVESTMENTS, LLC — grew from 1 to 4 advisory reps. IAPD ↗fund
$10.27B RAUM · 4 reps · 212-915-1722
57
SWISS RE INSURANCE-LINKED INVESTMENT ADVISORS CORPORATION — grew from 6 to 8 advisory reps. IAPD ↗fund
$4.87B RAUM · 8 reps · 19148286521 · swissre.com
55
PRECEPT ADVISORY GROUP LLC — (IRVINE, CA) left the SEC roster (was $5.01B RAUM, 7 reps). IAPD ↗institutional
$5.01B RAUM · 7 reps · 800-344-1430
55
RBC PRIVATE COUNSEL (USA) INC. — grew from 1379 to 1455 advisory reps. IAPD ↗foreign
$7.89B RAUM · 1455 reps · 416-955-7782
55
BMO NESBITT BURNS SECURITIES LTD. — grew from 199 to 216 advisory reps. IAPD ↗foreign
$1.20B RAUM · 216 reps · 416-624-5509 · uswealth.bmo.com
53
ALLEGIANT REAL ESTATE CAPITAL, LP — (NEW YORK, NY) left the SEC roster (was $326.0M RAUM, 1 reps). IAPD ↗institutional
$326.0M RAUM · 1 reps · 646-362-0311 · allegiantrec.com
52
ANCHOR HEALTH CAPITAL, LLC — grew from 6 to 8 advisory reps. IAPD ↗fund
$159.6M RAUM · 8 reps · 423-708-2178 · chestnutfunds.com
52
LATTIS MANAGEMENT LP — grew from 3 to 5 advisory reps. IAPD ↗fund
$209.3M RAUM · 5 reps · +1 212 204 1688
50
HEARTHSTONE INC., A CALIFORNIA CORPORATION — (CALABASAS, CA) left the SEC roster (was $2.44B RAUM, 8 reps). IAPD ↗fund
$2.44B RAUM · 8 reps · 818-385-0005 · hearthstone.com
50
ALTRUVISTA LLC — (HOUSTON, TX) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 713-581-2440
50
FRONTIER PARTNERS, INC. — (WESTMONT, IL) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
$0 RAUM · 0 reps · 847-509-9860 · frontierpartners.com
50
MORNINGSTAR RESEARCH SERVICES LLC — (CHICAGO, IL) left the SEC roster (was $0 RAUM, 128 reps). IAPD ↗institutional
$0 RAUM · 128 reps · (312) 696-6000 · morningstar.com
50
WARRINGTON ASSET MANAGEMENT LLC — (DALLAS, TX) left the SEC roster (was $174.5M RAUM, 3 reps). IAPD ↗institutional
$174.5M RAUM · 3 reps · 214-230-2100 · warringtonasset.com
50
50T FUNDS — (NEW YORK, NY) left the SEC roster (was $1.36B RAUM, 12 reps). IAPD ↗fund
$1.36B RAUM · 12 reps · 203-441-7300
50
1128 CAPITAL, LLC — (PLANO, TX) left the SEC roster (was $188.2M RAUM, 2 reps). IAPD ↗institutional
$188.2M RAUM · 2 reps · 917-797-3452 · 1128capital.com
50
IFC WHIPLIGHT, LLC — (MOUNT PLEASANT, SC) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 310-596-1250
50
BMO PRIVATE INVESTMENT COUNSEL INC. — grew from 120 to 130 advisory reps. IAPD ↗foreign
$40.18B RAUM · 130 reps · 416 359-5001 · bmo.com
48
FORT, L.P. — (CHEVY CHASE, MD) left the SEC roster (was $397.2M RAUM, 7 reps). IAPD ↗fund
$397.2M RAUM · 7 reps · 301-986-6940
48
HOLLIS PARK PARTNERS LP — (location n/a) left the SEC roster (was $275.7M RAUM, 4 reps). IAPD ↗fund
$275.7M RAUM · 4 reps · 212-205-8100
48
HONEYCOMB ASSET MANAGEMENT LP — (NEW YORK, NY) left the SEC roster (was $552.1M RAUM, 4 reps). IAPD ↗fund
$552.1M RAUM · 4 reps · 646-883-1102
48
ADVANTAGE ALPHA CAPITAL PARTNERS LP — (SAN FRANCISCO, CA) left the SEC roster (was $521.4M RAUM, 5 reps). IAPD ↗fund
$521.4M RAUM · 5 reps · (415) 343-7077
48
14B CAPITAL MANAGEMENT LP — (location n/a) left the SEC roster (was $284.9M RAUM, 2 reps). IAPD ↗fund
$284.9M RAUM · 2 reps · (646) 777-5951 · 14bcapital.com
45
BAIRD CAPITAL PARTNERS MANAGEMENT COMPANY V, LLC — (MILWAUKEE, WI) left the SEC roster (was $1.5M RAUM, 3 reps). IAPD ↗fund
$1.5M RAUM · 3 reps · 414-765-3500
45
VICENTE CAPITAL PARTNERS, LLC — (LOS ANGELES, CA) left the SEC roster (was $134.3M RAUM, 4 reps). IAPD ↗fund
$134.3M RAUM · 4 reps · 310-826-2255 · vicentecapital.com
45
ENDURANT CAPITAL MANAGEMENT LP — (SAN MATEO, CA) left the SEC roster (was $98.3M RAUM, 1 reps). IAPD ↗fund
$98.3M RAUM · 1 reps · 650-539-5900
45
SEMANTEON CAPITAL MANAGEMENT, LP — (NEWTON, MA) left the SEC roster (was $227.8M RAUM, 2 reps). IAPD ↗fund
$227.8M RAUM · 2 reps · 617-213-0162
45
DIGITAL ASSET MANAGEMENT — (PHOENIX, AZ) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗fund
$0 RAUM · 1 reps · 602-910-1254 · damx.us
45
RE-OCCUR — (WESTLAKE, TX) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗fund
$0 RAUM · 2 reps · 646-854-4370 · reoccurpartners.com
45
SUNAMERICA ASSET MANAGEMENT, LLC — shrank from 13 to 8 advisory reps. IAPD ↗institutional
$57.42B RAUM · 8 reps · 610-249-9586 · venerable.onlineprospectus.net
45
GE INVESTMENT MANAGEMENT — shrank from 7 to 2 advisory reps. IAPD ↗institutional
$24.36B RAUM · 2 reps · 203-229-1145
45
FOREST CAPITAL MANAGEMENT, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗institutional
$3.75B RAUM · 8 reps · 312-809-6010
41
SARONA ASSET MANAGEMENT INC. — grew from 10 to 13 advisory reps. IAPD ↗foreign
$363.0M RAUM · 13 reps · 1-519-883-7557 · emiif.fund
41
BG INVESTMENT SERVICES, LLC — grew from 2 to 5 advisory reps. IAPD ↗foreign
$868.5M RAUM · 5 reps · 671-472-5490 · asctrust.com
40
HERON VIEW PARTNERS LLC — shrank from 133 to 18 advisory reps. IAPD ↗fund
$3.13B RAUM · 18 reps · 929-999-6381 · heronviewpartners.com
40
TACONIC CAPITAL ADVISORS LP — shrank from 34 to 16 advisory reps. IAPD ↗fund
$8.21B RAUM · 16 reps · 212-209-3100
40
PROMUS ASSET MANAGEMENT, LLC — shrank from 17 to 7 advisory reps. IAPD ↗fund
$1.34B RAUM · 7 reps · 312-784-3990 · promusholdings.com
40
POLARIS CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$5.45B RAUM · 10 reps · 617-951-1365 · polariscapital.com
40
MAGNETAR FINANCIAL LLC — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$26.23B RAUM · 64 reps · 847-905-4400 · magnetar.com
40
GLG LLC — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$5.80B RAUM · 31 reps · 212-649-6600 · man.com
40
IIC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$125.0M RAUM · 5 reps · 248-339-9808
40
ADVENT GLOBAL OPPORTUNITIES MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$2.15B RAUM · 7 reps · 617-951-9400 · ago.adventinternational.com
40
MAGNETAR ASSET MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$209.0M RAUM · 23 reps · 847-905-4400 · magnetar.com
40
LMR PARTNERS LLC — added office(s): 4 -> 5 additional locations. IAPD ↗fund
$77.25B RAUM · 42 reps · 6468915738 · lmrpartners.com
40
BORNITE CAPITAL MANAGEMENT LP — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.13B RAUM · 4 reps · 6467795266 · bornitecapital.com
40
BOXER CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.39B RAUM · 11 reps · 858.400.3115 · boxercap.com
40
O'CONNOR ALTERNATIVE INVESTMENTS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$10.27B RAUM · 4 reps · 212-915-1722
38
OLIVE TECHNOLOGY VENTURES MANAGEMENT, LLC — shrank from 4 to 1 advisory reps. IAPD ↗fund
$985.0M RAUM · 1 reps · 650-303-6964 · oliveam.com
38
DISRUPTIVE TECHNOLOGY ADVISERS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$890.7M RAUM · 3 reps · (214) 668-1536 · disruptive.tech
38
AMHERST CAPITAL MANAGEMENT LLC — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$782.6M RAUM · 9 reps · 212-593-6020
35
HERON VIEW PARTNERS LLC — reported RAUM down 96% ($73.24B -> $3.13B). IAPD ↗fund
$3.13B RAUM · 18 reps · 929-999-6381 · heronviewpartners.com
35
POLARIS CAPITAL MANAGEMENT, LLC — reported RAUM down 39% ($8.90B -> $5.45B). IAPD ↗fund
$5.45B RAUM · 10 reps · 617-951-1365 · polariscapital.com
35
PROMUS ASSET MANAGEMENT, LLC — reported RAUM down 53% ($2.88B -> $1.34B). IAPD ↗fund
$1.34B RAUM · 7 reps · 312-784-3990 · promusholdings.com
35
ACQUIRERS FUNDS, LLC — reported RAUM down 28% ($46.0M -> $33.1M). IAPD ↗institutional
$33.1M RAUM · 1 reps · 646-535-8629
35
NOMURA ASSET MANAGEMENT SINGAPORE LIMITED — (SINGAPORE, Singapore) left the SEC roster (was $13.02B RAUM, 23 reps). IAPD ↗foreign
$13.02B RAUM · 23 reps · 65-6433-9088 · nomura-am.co.jp
35
ARGYLE STREET MANAGEMENT LIMITED — (HONG KONG, Hong Kong) left the SEC roster (was $1.67B RAUM, 14 reps). IAPD ↗foreign
$1.67B RAUM · 14 reps · 852-21060888 · asmhk.com
35
PLATINUM ASSET MANAGEMENT — (SYDNEY, Australia) left the SEC roster (was $5.04B RAUM, 22 reps). IAPD ↗foreign
$5.04B RAUM · 22 reps · 61 2 9255 7574 · platinum.com.au
35
BNP PARIBAS ASSET MANAGEMENT UK LIMITED — (LONDON, United Kingdom) left the SEC roster (was $54.20B RAUM, 90 reps). IAPD ↗foreign
$54.20B RAUM · 90 reps · 44 207 595 2000 · bnpparibas-am.co.uk
35
CEPHEI CAPITAL — (HONG KONG, China) left the SEC roster (was $4.85B RAUM, 9 reps). IAPD ↗foreign
$4.85B RAUM · 9 reps · 852 3518 8000 · cdhfund.com
35
SETANTA ASSET MANAGEMENT LTD — (DUBLIN, Ireland) left the SEC roster (was $15.02B RAUM, 18 reps). IAPD ↗foreign
$15.02B RAUM · 18 reps · 00 353 1 612 4900 · setanta-asset.com
35
TENSAI HOLDING COMPANY, LLC — (LONDON, United Kingdom) left the SEC roster (was $9.33B RAUM, 37 reps). IAPD ↗foreign
$9.33B RAUM · 37 reps · +44 7 937 978 606 · tensai-holding.com
35
SEA CLIFF PARTNERS MANAGEMENT, LP — shrank from 6 to 4 advisory reps. IAPD ↗fund
$239.4M RAUM · 4 reps · 415-535-6563 · seaclifflp.com
30
SETIA PARTNERS LIMITED — (HONG KONG, Hong Kong) left the SEC roster (was $8.8M RAUM, 2 reps). IAPD ↗foreign
$8.8M RAUM · 2 reps · 852 3461 9479
30
FAIRBANK INVESTMENT MANAGEMENT LIMITED — (THORNHILL, ONTARIO, Canada) left the SEC roster (was $189.6M RAUM, 7 reps). IAPD ↗foreign
$189.6M RAUM · 7 reps · 905-707-1991 · fairbankim.ca
25
CIBC GLOBAL ASSET MANAGEMENT — shrank from 362 to 333 advisory reps. IAPD ↗foreign
$162.84B RAUM · 333 reps · 877-363-5620 · cibc.com
25
BURGUNDY ASSET MANAGEMENT LTD. — shrank from 56 to 49 advisory reps. IAPD ↗foreign
$19.09B RAUM · 49 reps · (416) 869-3222
25
RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED — shrank from 136 to 123 advisory reps. IAPD ↗foreign
$178.01B RAUM · 123 reps · 44 207 389 3700
25
MONTRUSCO BOLTON INVESTMENTS INC. — added office(s): 4 -> 5 additional locations. IAPD ↗foreign
$12.26B RAUM · 13 reps · 514-842-6464 · montruscobolton.com
23
NYMBUS CAPITAL INC. — shrank from 9 to 7 advisory reps. IAPD ↗foreign
$751.5M RAUM · 7 reps · 1-514-985-1138 · nymbus.ca
20
VENTUM ADVISORS CORP. — shrank from 5 to 1 advisory reps. IAPD ↗foreign
$355,082 RAUM · 1 reps · 416-572-5523 · ventumadvisors.com
18
ATYANT CAPITAL MANAGEMENT LTD — reported RAUM down 37% ($742.6M -> $470.2M). IAPD ↗foreign
$470.2M RAUM · 0 reps · (230) 212-9800
15
VENTUM ADVISORS CORP. — reported RAUM down 99% ($25.4M -> $355,082). IAPD ↗foreign
$355,082 RAUM · 1 reps · 416-572-5523 · ventumadvisors.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.