← Tributary

INDEPENDENT FINANCIAL ADVISORS

· CRD 125758 · IAPD ↗ · 914-299-6447

$109.7MRegulatory AUM
1Advisory reps
2Employees
0Clients
11-25Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
February 2026 — INDEPENDENT FINANCIAL ADVISORS (location n/a) left the SEC roster (was $109.7M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
February 2024 — INDEPENDENT FINANCIAL ADVISORS notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.