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1128 CAPITAL, LLC

PLANO, TX · CRD 318637 · IAPD ↗ · 1128capital.com · 917-797-3452

$188.2MRegulatory AUM
2Advisory reps
7Employees
1Clients
0Planning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
February 2026 — 1128 CAPITAL, LLC (PLANO, TX) left the SEC roster (was $188.2M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.