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WARRINGTON ASSET MANAGEMENT LLC

DALLAS, TX · CRD 290065 · IAPD ↗ · warringtonasset.com · 214-230-2100

$174.5MRegulatory AUM
3Advisory reps
4Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
February 2026 — WARRINGTON ASSET MANAGEMENT LLC (DALLAS, TX) left the SEC roster (was $174.5M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
35
March 2025 — WARRINGTON ASSET MANAGEMENT LLC reported RAUM down 36% ($271.7M -> $174.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.