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PRECEPT ADVISORY GROUP LLC

IRVINE, CA · CRD 152776 · IAPD ↗ · 800-344-1430

$5.01BRegulatory AUM
7Advisory reps
8Employees
63Clients
0Planning clients
0Private funds
3States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

55
February 2026 — PRECEPT ADVISORY GROUP LLC (IRVINE, CA) left the SEC roster (was $5.01B RAUM, 7 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.