Recruiting & transitions — June 2026
Recruiters, transition consultants, and firms hiring advisors.
182 firms opened this window in the June 2026 SEC roster: 88 new office, 57 deregistered, 25 headcount up, 10 aum down, 2 headcount down.
83
ADVISORY SOLUTIONS GROUP — grew from 4 to 33 advisory reps. IAPD ↗
80
UMB PRIVATE WEALTH MANAGEMENT, LLC — grew from 1 to 41 advisory reps. IAPD ↗
76
BLACKRIDGE ASSET MANAGEMENT, LLC — grew from 59 to 67 advisory reps. IAPD ↗
74
EVANSON FINANCIAL, LLC DBA EVANSON ASSET MANAGEMENT — grew from 4 to 8 advisory reps. IAPD ↗
73
KINETIC INVESTMENT MANAGEMENT, INC. — grew from 24 to 29 advisory reps. IAPD ↗
73
TBG-BEDFORD GROUP LLC — grew from 1 to 9 advisory reps. IAPD ↗
72
COHEN CAPITAL — grew from 5 to 7 advisory reps. IAPD ↗
71
ALPHA ZERO LLC — grew from 8 to 11 advisory reps. IAPD ↗
70
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC — grew from 9 to 11 advisory reps. IAPD ↗
70
ARCADIA WEALTH MANAGEMENT, LLC — grew from 9 to 11 advisory reps. IAPD ↗
70
H. L. ORMOND & COMPANY, LLC — grew from 2 to 4 advisory reps. IAPD ↗
70
RELATION WEALTH MANAGEMENT, INC. — grew from 5 to 7 advisory reps. IAPD ↗
67
SHAFFER CAPITAL — grew from 2 to 4 advisory reps. IAPD ↗
67
A4 WEALTH ADVISORS LLC — grew from 6 to 8 advisory reps. IAPD ↗
67
FOUNDRY FINANCIAL LLC — grew from 5 to 7 advisory reps. IAPD ↗
67
VINCIMUS CAPITAL, LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
BAM WEALTH MANAGEMENT LLC — grew from 7 to 9 advisory reps. IAPD ↗
67
HAMPTON ROCK WEALTH MANAGEMENT — grew from 5 to 7 advisory reps. IAPD ↗
67
STILLWATER PRIVATE WEALTH — grew from 2 to 4 advisory reps. IAPD ↗
65
GFP PRIVATE WEALTH — (CLEVELAND, OH) left the SEC roster (was $1.35B RAUM, 18 reps). IAPD ↗
65
MORETON ASSET MANAGEMENT, LLC — (FARMINGTON, UT) left the SEC roster (was $4.71B RAUM, 5 reps). IAPD ↗
65
EVANSON ASSET MANAGEMENT, LLC — (location n/a) left the SEC roster (was $5.91B RAUM, 4 reps). IAPD ↗
65
TRUWEALTH ADVISORS, LLC — (METAIRIE, LA) left the SEC roster (was $3.05B RAUM, 14 reps). IAPD ↗
65
BROOKLYN INVESTMENT GROUP, LLC — (NEW YORK, NY) left the SEC roster (was $3.98B RAUM, 9 reps). IAPD ↗
63
ARCADIA INVESTMENT MANAGEMENT CORP — (KALAMAZOO, MI) left the SEC roster (was $697.3M RAUM, 3 reps). IAPD ↗
63
FINANCIAL CONNECTIONS GROUP, INC. — (LARKSPUR, CA) left the SEC roster (was $624.6M RAUM, 3 reps). IAPD ↗
63
PERRITT CAPITAL MANAGEMENT INC — (CHICAGO, IL) left the SEC roster (was $279.8M RAUM, 3 reps). IAPD ↗
63
MARIN FINANCIAL ADVISORS LLC — (LARKSPUR, CA) left the SEC roster (was $388.8M RAUM, 1 reps). IAPD ↗
63
MARMO FINANCIAL GROUP, LLC — (JOHNSON CITY, TN) left the SEC roster (was $295.2M RAUM, 3 reps). IAPD ↗
63
COORDINATED FINANCIAL SERVICES, INC. — (DENVER, CO) left the SEC roster (was $427.3M RAUM, 3 reps). IAPD ↗
63
LAKE TAHOE WEALTH MANAGEMENT, INC. — (FOLSOM, CA) left the SEC roster (was $301.9M RAUM, 3 reps). IAPD ↗
63
FULLCIRCLE WEALTH LLC — (MCKINNEY, TX) left the SEC roster (was $257.4M RAUM, 2 reps). IAPD ↗
63
FRG FAMILY WEALTH ADVISORS — (BELLEVUE, WA) left the SEC roster (was $833.7M RAUM, 2 reps). IAPD ↗
63
SWMG HOLDINGS, LLC — (ATLANTA, GA) left the SEC roster (was $428.5M RAUM, 4 reps). IAPD ↗
63
QUESTMONT VIRTUAL FAMILY OFFICE, LLC — (TAMPA, FL) left the SEC roster (was $435.6M RAUM, 4 reps). IAPD ↗
60
TAGLICH BROTHERS, INC. — (COLD SPRING HARBOR, NY) left the SEC roster (was $37.7M RAUM, 2 reps). IAPD ↗
60
CFO CAPITAL MANAGEMENT, LLC — (FAIRFIELD, CT) left the SEC roster (was $243.9M RAUM, 4 reps). IAPD ↗
60
INTEGRATED INVESTMENT STRATEGIES,INC. — (CARMEL, IN) left the SEC roster (was $104.5M RAUM, 3 reps). IAPD ↗
60
FENWAY FINANCIAL ADVISORS, LLC — (ARLINGTON, VA) left the SEC roster (was $247.7M RAUM, 2 reps). IAPD ↗
60
NBW CAPITAL LLC — (BOSTON, MA) left the SEC roster (was $0 RAUM, 3 reps). IAPD ↗
60
ROUNDANGLE ADVISORS LLC — (RED BANK, NJ) left the SEC roster (was $215.5M RAUM, 2 reps). IAPD ↗
60
MILESTONE WEALTH — (GREENVILLE, NC) left the SEC roster (was $221.5M RAUM, 3 reps). IAPD ↗
60
ORBA WEALTH ADVISORS, LLC — (CHICAGO, IL) left the SEC roster (was $136.9M RAUM, 16 reps). IAPD ↗
60
BRAINS INVESTMENTS, LLC — (location n/a) left the SEC roster (was $2 RAUM, 1 reps). IAPD ↗
60
AUSTIN PRIVATE WEALTH, LLC — (AUSTIN, TX) left the SEC roster (was $0 RAUM, 20 reps). IAPD ↗
60
EXOS ASSET MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $1.9M RAUM, 11 reps). IAPD ↗
60
STRATEGIC ADVOCATES, LLC — (SACRAMENTO, CA) left the SEC roster (was $33.7M RAUM, 3 reps). IAPD ↗
60
PARADIGM INSTITUTIONAL INVESTORS — (DALLAS, TX) left the SEC roster (was $189.5M RAUM, 1 reps). IAPD ↗
60
STOCKPILE INVESTMENT ADVISORS, INC. — (SAN FRANCISCO, CA) left the SEC roster (was $562,222 RAUM, 2 reps). IAPD ↗
60
REID FINANCIAL INC — (BROOKLYN, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
60
SKYVIEW PINNACLE — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $10.5M RAUM, 3 reps). IAPD ↗
60
STRUCTURE WEALTH PARTNERS LLC — (ORLANDO, FL) left the SEC roster — its 120-day provisional registration did not convert (was $68.2M RAUM, 1 reps). IAPD ↗
60
TWENTY-FIVE CAPITAL PARTNERS — (NEWPORT BEACH, CA) left the SEC roster — its 120-day provisional registration did not convert (was $54.6M RAUM, 3 reps). IAPD ↗
60
PARKSIDE FAMILY OFFICE LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $52.4M RAUM, 1 reps). IAPD ↗
60
MANEY WEALTH — (SAN FRANCISCO, CA) left the SEC roster — its 120-day provisional registration did not convert (was $9.4M RAUM, 1 reps). IAPD ↗
55
EPOCH INVESTMENT PARTNERS, INC. — shrank from 130 to 91 advisory reps. IAPD ↗
55
MANNING & NAPIER ADVISORS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
55
F L PUTNAM INVESTMENT MANAGEMENT CO. — added office(s): 12 -> 13 additional locations. IAPD ↗
55
PLANCORP, LLC — added office(s): 8 -> 10 additional locations. IAPD ↗
55
BRIGHTON JONES LLC — added office(s): 24 -> 31 additional locations. IAPD ↗
55
IMA ADVISORY SERVICES, INC. — added office(s): 6 -> 7 additional locations. IAPD ↗
55
CRA FINANCIAL SERVICES, L.L.C. — added office(s): 0 -> 1 additional locations. IAPD ↗
55
CS PLANNING CORP — added office(s): 33 -> 36 additional locations. IAPD ↗
55
GALVIN, GAUSTAD & STEIN, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
55
GEOMETRIC WEALTH ADVISORS, LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
55
LIBERTY WEALTH MANAGEMENT, LLC — added office(s): 6 -> 8 additional locations. IAPD ↗
55
HIGH PROBABILITY ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
55
AARON WEALTH ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
55
WEDMONT PRIVATE CAPITAL — added office(s): 9 -> 10 additional locations. IAPD ↗
55
ONYX BRIDGE WEALTH GROUP LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
55
ADVUS FINANCIAL PARTNERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
55
WHITTIER ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
55
PCM ENCORE, LLC — added office(s): 7 -> 9 additional locations. IAPD ↗
53
SEARCY FINANCIAL SERVICES, INC. — added office(s): 1 -> 3 additional locations. IAPD ↗
53
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
53
LEVEL FINANCIAL ADVISORS, INC. — added office(s): 4 -> 5 additional locations. IAPD ↗
53
AFFINITY INVESTMENT GROUP, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
53
FINANCIAL & TAX ARCHITECTS, LLC — added office(s): 20 -> 21 additional locations. IAPD ↗
53
ELEVATION WEALTH PARTNERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
53
HILLCREST WEALTH ADVISORS - NY, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
FIRST FINANCIAL GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
53
STRATEGIC FINANCIAL CONCEPTS, LLC — added office(s): 22 -> 23 additional locations. IAPD ↗
53
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC — added office(s): 8 -> 10 additional locations. IAPD ↗
53
FIDUCIARY EXPERTS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
VISIONARY HORIZONS, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
53
WELLMENT FINANCIAL — added office(s): 1 -> 3 additional locations. IAPD ↗
53
J. HAGAN CAPITAL, INC. — added office(s): 2 -> 5 additional locations. IAPD ↗
53
GRANITE BAY WEALTH MANAGEMENT, LLC — added office(s): 1 -> 5 additional locations. IAPD ↗
53
GRANITE HARBOR ADVISORS, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
53
MIRAMONTES CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
KINETIC INVESTMENT MANAGEMENT, INC. — added office(s): 16 -> 19 additional locations. IAPD ↗
53
ATLAS PRIVATE WEALTH ADVISORS — added office(s): 11 -> 12 additional locations. IAPD ↗
53
BENCHMARK FINANCIAL WEALTH ADVISORS LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
53
PEAK PLANNING GROUP, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
53
BROOKLYN FI, LLC — added office(s): 0 -> 10 additional locations. IAPD ↗
53
VAN CLEMENS WEALTH MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
53
CIMARRON WEALTH MANAGEMENT, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗
53
VALUEWEALTH SERVICES, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
53
MISSION FINANCIAL GROUP, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
53
ENDEAVOR PRIVATE WEALTH, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗
53
H. L. ORMOND & COMPANY, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
TRUEWEALTH FINANCIAL PARTNERS — added office(s): 2 -> 3 additional locations. IAPD ↗
53
EQUITY WEALTH PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
CENTRAL PINE CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. — added office(s): 6 -> 10 additional locations. IAPD ↗
53
MDRN CAPITAL — added office(s): 22 -> 23 additional locations. IAPD ↗
53
ELYXIUM WEALTH LLC — added office(s): 0 -> 4 additional locations. IAPD ↗
53
RELATION WEALTH MANAGEMENT, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗
53
PARKWOODS WEALTH PARTNERS, LLC — added office(s): 12 -> 14 additional locations. IAPD ↗
53
TRITONPOINT PARTNERS, LLC — added office(s): 3 -> 6 additional locations. IAPD ↗
50
GUSTO INVESTMENT SERVICES, LLC — reported RAUM down 27% ($16.49B -> $12.01B). IAPD ↗
50
BERLA INVESTMENT CONSULTING — added office(s): 0 -> 1 additional locations. IAPD ↗
50
WRIGHT PRIVATE ASSET MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
ALLOS INVESTMENT ADVISORS, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
50
LEWINTER WEALTH ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
BAMBOO WEALTH STRATEGIES — added office(s): 1 -> 2 additional locations. IAPD ↗
50
TRUADVISORS — added office(s): 0 -> 2 additional locations. IAPD ↗
50
LAUREATE WEALTH MANAGEMENT, LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
50
THE LIFE GROUP FINANCIAL SERVICES — added office(s): 3 -> 4 additional locations. IAPD ↗
50
BRASIL PLURAL INVESTMENT ADVISOR LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
VINES CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
SUCCESS WEALTH MANAGEMENT LLC — added office(s): 14 -> 15 additional locations. IAPD ↗
50
FOUNDRY FINANCIAL LLC — added office(s): 4 -> 6 additional locations. IAPD ↗
50
SMARTPATH ADVISORS — added office(s): 8 -> 9 additional locations. IAPD ↗
50
BIRCH WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
50
UMB PRIVATE WEALTH MANAGEMENT, LLC — added office(s): 0 -> 13 additional locations. IAPD ↗
50
SONOMA PRIVATE WEALTH LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
50
CLARUS GROUP LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
50
PEAK FINANCIAL PLANNING — added office(s): 2 -> 3 additional locations. IAPD ↗
50
VINCIMUS CAPITAL, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
VOSS WEALTH MANAGEMENT — added office(s): 0 -> 3 additional locations. IAPD ↗
50
GUARDANT WEALTH ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
50
TBG-BEDFORD GROUP LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
48
UNIPLAN INVESTMENT COUNSEL, INC. — reported RAUM down 68% ($1.04B -> $330.5M). IAPD ↗
45
JRB CAPITAL MANAGEMENT — reported RAUM down 73% ($48.2M -> $13.2M). IAPD ↗
45
REDMONT WEALTH — reported RAUM down 98% ($260.0M -> $4.8M). IAPD ↗
45
CORNERSTONE ADVISORS LLC — reported RAUM down 97% ($276.9M -> $7.2M). IAPD ↗
45
FIDUCIARY CAPITAL MANAGEMENT LLC — reported RAUM down 63% ($142.5M -> $52.5M). IAPD ↗
73
64
62
55
50
EXCORDE CAPITAL LLC — (CONSHOHOCKEN, PA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 19 reps). IAPD ↗institutional
50
BLUE WATER VENTURE MANAGEMENT, LLC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
50
TILLMAN INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 8 reps). IAPD ↗institutional
50
ITC ADVISORY SERVICES, LLC — (IRVINE, CA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 5 reps). IAPD ↗institutional
50
CONSTITUTION CAPITAL HORIZON ADVISOR, LP — (ANDOVER, MA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 25 reps). IAPD ↗institutional
46
45
YOST CAPITAL MANAGEMENT, LP — (HOUSTON, TX) left the SEC roster (was $189.3M RAUM, 4 reps). IAPD ↗fund
45
45
HGI CAPITAL MANAGEMENT, LLC. — (NEW YORK, NY) left the SEC roster (was $41.6M RAUM, 7 reps). IAPD ↗fund
45
STRUCK CAPITAL MANAGEMENT LLC — (SANTA MONICA, CA) left the SEC roster (was $84.9M RAUM, 3 reps). IAPD ↗fund
45
WINTHROP CAPITAL ADVISORS, LLC — (BOSTON, MA) left the SEC roster (was $82.4M RAUM, 2 reps). IAPD ↗fund
45
SCHECHTER PRIVATE CAPITAL, LLC — (BIRMINGHAM, MI) left the SEC roster (was $171.7M RAUM, 3 reps). IAPD ↗fund
45
ALPINE PEAKS CAPITAL, LP — (NEW YORK, NY) left the SEC roster (was $137.3M RAUM, 2 reps). IAPD ↗fund
45
45
45
3 MANAGEMENT CO, LLC — (SAN FRANCISCO, CA) left the SEC roster (was $88.6M RAUM, 1 reps). IAPD ↗fund
45
45
43
40
40
40
40
40
38
38
37
35
33
33
30
30
30
30
SUPERFUND ADVISORS, INC. — (ST. GEORGE, Grenada) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗foreign
30
ALPSTONE CAPITAL (SUISSE) S.A. — (GENEVE, Switzerland) left the SEC roster (was $199.0M RAUM, 5 reps). IAPD ↗foreign
30
TANCOOK INVESTMENT MANAGEMENT LIMITED — (TORONTO, ONTARIO, Canada) left the SEC roster (was $27.5M RAUM, 4 reps). IAPD ↗foreign
30
GINSLER WEALTH MANAGEMENT INC. — (TORONTO, ONTARIO, Canada) left the SEC roster (was $215.5M RAUM, 3 reps). IAPD ↗foreign
20
20
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.