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FIRST NATIONAL ADVISORS LLC

ROCKLAND, MA · CRD 120859 · IAPD ↗ · 781-878-7757

$1.37BRegulatory AUM
8Advisory reps
10Employees
3Clients
1-10Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
February 2026 — FIRST NATIONAL ADVISORS LLC (ROCKLAND, MA) left the SEC roster (was $1.37B RAUM, 8 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
63
March 2025 — FIRST NATIONAL ADVISORS LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
February 2024 — FIRST NATIONAL ADVISORS LLC filed an Item 4A succession naming FIRST NATIONAL CORPORATION (CRD 120859) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
60
February 2024 — FIRST NATIONAL CORPORATION is now doing business as FIRST NATIONAL ADVISORS LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.