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PIPER SANDLER FINANCE MANAGEMENT, LLC

MINNEAPOLIS, MN · CRD 309345 · IAPD ↗ · 612-303-6000

$290.0MRegulatory AUM
6Advisory reps
19Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

53
February 2025 — PIPER SANDLER FINANCE MANAGEMENT, LLC (MINNEAPOLIS, MN) left the SEC roster (was $290.0M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.