← Tributary

N.D. PITMAN & COMPANY, INC.

MOBILE, AL · CRD 121180 · IAPD ↗ · 251.345.7748

$160.4MRegulatory AUM
2Advisory reps
2Employees
0Clients
11-25Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
March 2026 — N.D. PITMAN & COMPANY, INC. (MOBILE, AL) left the SEC roster (was $160.4M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.