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RED SWAN PRIVATE CLIENT

HOUSTON, TX · CRD 307278 · IAPD ↗ · 713-360-7928

$165.3MRegulatory AUM
2Advisory reps
8Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
March 2026 — RED SWAN PRIVATE CLIENT reported RAUM down 93% ($2.44B -> $165.3M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
75
April 2024 — RED SWAN PRIVATE CLIENT reported RAUM up 141% ($1.04B -> $2.51B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.