← Tributary

AJ WEALTH

NEW YORK, NY · CRD 161950 · IAPD ↗ · ajwealthllc.com · (212) 729-7750

$2.37BRegulatory AUM
14Advisory reps
45Employees
99Clients
251-500Planning clients
1Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
February 2024 — AJ WEALTH (NEW YORK, NY) left the SEC roster (was $2.37B RAUM, 14 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.