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NICHE INVESTMENT ADVISORS LLC

KING OF PRUSSIA, PA · CRD 311014 · IAPD ↗ · nichefinancial.com · 610-941-6900

$25.2MRegulatory AUM
1Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
February 2024 — NICHE INVESTMENT ADVISORS LLC (KING OF PRUSSIA, PA) left the SEC roster — its 120-day provisional registration did not convert (was $25.2M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.