← Tributary

HIGHMARK CAPITAL MANAGEMENT, INC.

SAN FRANCISCO, CA · CRD 109550 · IAPD ↗ · unionbank.com · 800-582-4734

$8.66BRegulatory AUM
30Advisory reps
68Employees
0Clients
n/aPlanning clients
0Private funds
50States
12Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

55
February 2024 — HIGHMARK CAPITAL MANAGEMENT, INC. (SAN FRANCISCO, CA) left the SEC roster (was $8.66B RAUM, 30 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.