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WEALTH MANAGEMENT SOLUTIONS, LLC

NEWPORT BEACH, CA · CRD 314170 · IAPD ↗ · wms-llc.com · 949-475-9700

$37.2MRegulatory AUM
1Advisory reps
1Employees
0Clients
26-50Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
May 2024 — WEALTH MANAGEMENT SOLUTIONS, LLC (NEWPORT BEACH, CA) left the SEC roster (was $37.2M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
February 2024 — WEALTH MANAGEMENT SOLUTIONS, LLC reported RAUM down 70% ($123.6M -> $37.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.