← Tributary

DELPHIA

TORONTO, ONTARIO, Canada · CRD 305091 · IAPD ↗ · delphia.com · (833) 335-7442

$187.1MRegulatory AUM
21Advisory reps
23Employees
0Clients
n/aPlanning clients
2Private funds
52States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

30
February 2024 — DELPHIA (TORONTO, ONTARIO, Canada) left the SEC roster (was $187.1M RAUM, 21 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.