← Tributary

REGAL PARTNERS LIMITED

SYDNEY, NSW, Australia · CRD 165751 · IAPD ↗ · vgipartners.com · +61 2 8197 4333

$944.3MRegulatory AUM
9Advisory reps
23Employees
0Clients
0Planning clients
1Private funds
1States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

33
February 2024 — REGAL PARTNERS LIMITED (SYDNEY, NSW, Australia) left the SEC roster (was $944.3M RAUM, 9 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.