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THE RETIREMENT GROUP, LLC

SAN DIEGO, CA · CRD 148296 · IAPD ↗ · 800-900-5867

$544.5MRegulatory AUM
20Advisory reps
30Employees
0Clients
1-10Planning clients
0Private funds
24States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
August 2024 — THE RETIREMENT GROUP, LLC (SAN DIEGO, CA) left the SEC roster (was $544.5M RAUM, 20 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
70
April 2024 — THE RETIREMENT GROUP, LLC crossed $500M in regulatory AUM ($437.4M -> $544.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.