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FIRSTWAVE FINANCIAL

SATELLITE BEACH, FL · CRD 111044 · IAPD ↗ · 321-773-7773

$0Regulatory AUM
4Advisory reps
16Employees
0Clients
51-100Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
August 2024 — FIRSTWAVE FINANCIAL (SATELLITE BEACH, FL) left the SEC roster (was $0 RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.