← Tributary

TRIO ADVISORS, INC.

· CRD 171291 · IAPD ↗ · 646-529-1495

$47.1MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
July 2025 — TRIO ADVISORS, INC. (location n/a) left the SEC roster (was $47.1M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
63
March 2025 — TRIO ADVISORS, INC. reported RAUM up 44% ($32.8M -> $47.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.