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WIN TEAM ADVISORY SERVICES

IRVINE, CA · CRD 136680 · IAPD ↗ · win-team.org · 949-336-7300

$56.6MRegulatory AUM
3Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
July 2025 — WIN TEAM ADVISORY SERVICES (IRVINE, CA) left the SEC roster (was $56.6M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
March 2025 — WIN TEAM ADVISORY SERVICES reported RAUM down 61% ($143.0M -> $56.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.