← Tributary

RED TORTOISE

ATLANTA, GA · CRD 282509 · IAPD ↗ · (833) 666-1200

$382.3MRegulatory AUM
4Advisory reps
4Employees
1Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
August 2026 — RED TORTOISE (ATLANTA, GA) left the SEC roster (was $382.3M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
68
November 2024 — RED TORTOISE now reports custody of client assets ($63.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
67
April 2024 — RED TORTOISE reported RAUM up 45% ($246.1M -> $357.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.