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BNP PARIBAS ASSET MANAGEMENT USA, INC.

NEW YORK, NY · CRD 105455 · IAPD ↗ · bnpparibas-am.com · 212-681-3181

$48.44BRegulatory AUM
68Advisory reps
123Employees
0Clients
0Planning clients
1Private funds
1States
12Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
August 2026 — BNP PARIBAS ASSET MANAGEMENT USA, INC. (NEW YORK, NY) left the SEC roster (was $48.44B RAUM, 68 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
40
April 2026 — BNP PARIBAS ASSET MANAGEMENT USA, INC.'s Item 11 disclosure-reporting entries rose by 6 (6 -> 12).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
69
April 2026 — BNP PARIBAS ASSET MANAGEMENT USA, INC. grew from 54 to 68 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.