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SOUND ADVICE FINANCIAL INC.

BANNOCKBURN, IL · CRD 327104 · IAPD ↗ · soundadvice.ai · 312-690-4163

$0Regulatory AUM
1Advisory reps
13Employees
0Clients
251-500Planning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
August 2026 — SOUND ADVICE FINANCIAL INC. (BANNOCKBURN, IL) left the SEC roster (was $0 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
May 2025 — SOUND ADVICE FINANCIAL INC. moved its main office from CHICAGO, IL to BANNOCKBURN, IL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
73
April 2025 — SOUND ADVICE FINANCIAL INC. reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.