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RIVERPLACE CAPITAL MANAGEMENT INC

JACKSONVILLE, FL · CRD 109079 · IAPD ↗ · riverplacecapital.com · 904-346-3460

$267.4MRegulatory AUM
3Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
August 2026 — RIVERPLACE CAPITAL MANAGEMENT INC shrank from 5 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
61
April 2026 — RIVERPLACE CAPITAL MANAGEMENT INC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.