FINSIE

BELMONT, CA · CRD 313047 · IAPD ↗ · 650-262-1863

$0Regulatory AUM

0Advisory reps

3Employees

0Clients

0Planning clients

0Private funds

0States

0Disclosures

institutionalSegment

ApprovedSEC status

Filing changes

August 2026 — FINSIE (BELMONT, CA) left the SEC roster (was $0 RAUM, 0 reps).

Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.

Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.