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TRANSITIONS WEALTH MANAGEMENT, LLC

DENVER, CO · CRD 107812 · IAPD ↗ · transitionswm.com · 303-221-4867

$478.4MRegulatory AUM
5Advisory reps
7Employees
414Clients
101-250Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
September 2024 — TRANSITIONS WEALTH MANAGEMENT, LLC (DENVER, CO) left the SEC roster (was $478.4M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.