← Tributary

WESTFIELD FINANCIAL PLANNING

WESTFIELD, NJ · CRD 290102 · IAPD ↗ · twitter.com.markfswinglecfp · 908-379-2706

$190.8MRegulatory AUM
2Advisory reps
5Employees
2Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
September 2024 — WESTFIELD FINANCIAL PLANNING (WESTFIELD, NJ) left the SEC roster (was $190.8M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.