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HCAP ADVISORS LLC

NEW YORK, NY · CRD 166427 · IAPD ↗ · harvestcapitalcredit.com · 212-906-3589

$128.9MRegulatory AUM
4Advisory reps
7Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
September 2024 — HCAP ADVISORS LLC (NEW YORK, NY) left the SEC roster (was $128.9M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.