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SEGANTII CAPITAL MANAGEMENT (USA) LLC

NEW YORK CITY, NY · CRD 310058 · IAPD ↗ · +1 212 818 8900

$11.10BRegulatory AUM
12Advisory reps
23Employees
0Clients
n/aPlanning clients
0Private funds
0States
2Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

55
September 2024 — SEGANTII CAPITAL MANAGEMENT (USA) LLC (NEW YORK CITY, NY) left the SEC roster (was $11.10B RAUM, 12 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
June 2024 — SEGANTII CAPITAL MANAGEMENT (USA) LLC's Item 11 disclosure-reporting entries rose by 1 (1 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
February 2024 — SEGANTII CAPITAL MANAGEMENT (USA) LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.