← Tributary

LEGACY ASSET MANAGEMENT, INC.

HOUSTON, TX · CRD 111423 · IAPD ↗ · 713-355-7171

$161.7MRegulatory AUM
3Advisory reps
7Employees
0Clients
11-25Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
September 2024 — LEGACY ASSET MANAGEMENT, INC. (HOUSTON, TX) left the SEC roster (was $161.7M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
61
March 2024 — LEGACY ASSET MANAGEMENT, INC. reported RAUM up 32% ($122.1M -> $161.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.