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ADAMS FINANCIAL CONCEPTS, LLC

SEATTLE, WA · CRD 134545 · IAPD ↗ · adamsfinancialconcepts.com · 206-903-1019

$60.4MRegulatory AUM
2Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
2States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
September 2024 — ADAMS FINANCIAL CONCEPTS, LLC (SEATTLE, WA) left the SEC roster (was $60.4M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
July 2024 — ADAMS FINANCIAL CONCEPTS, LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.