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FINANCIAL MANAGEMENT SERVICES

· CRD 114937 · IAPD ↗ · financialmgmtsvcs.com · 214-505-1170

$280.3MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
September 2024 — FINANCIAL MANAGEMENT SERVICES (location n/a) left the SEC roster (was $280.3M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.