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PLEASANT STREET WEALTH ADVISORS, LLC

· CRD 291962 · IAPD ↗ · (978) 732-3115

$113.4MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
7States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
October 2024 — PLEASANT STREET WEALTH ADVISORS, LLC (location n/a) left the SEC roster (was $113.4M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
September 2024 — PLEASANT STREET WEALTH ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 1 (1 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
70
March 2024 — PLEASANT STREET WEALTH ADVISORS, LLC reported RAUM up 89% ($60.0M -> $113.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
February 2024 — PLEASANT STREET WEALTH ADVISORS, LLC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.