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WALPOLE FINANCIAL ADVISORS, LLC

GOLETA, CA · CRD 135834 · IAPD ↗ · walpoleadvisors.com · 805-845-6587

$280.5MRegulatory AUM
6Advisory reps
7Employees
23Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
October 2024 — WALPOLE FINANCIAL ADVISORS, LLC (GOLETA, CA) left the SEC roster (was $280.5M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.