← Tributary

LION TRADING

BOALSBURG, PA · CRD 323228 · IAPD ↗ · ltpro.co · 814-280-6319

$0Regulatory AUM
3Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
October 2024 — LION TRADING (BOALSBURG, PA) left the SEC roster (was $0 RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.