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KARPAS STRATEGIES LLC

LITCHFIELD, CT · CRD 108139 · IAPD ↗ · karpasstrategies.com · 212-223-7280

$401.2MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
October 2024 — KARPAS STRATEGIES LLC (LITCHFIELD, CT) left the SEC roster (was $401.2M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.